EFTA Document EFTA01362522

Subject: RE: Southern Financial LLC - KYC and credit derivatives/convertible bonds onboarding ICI [I] Classification: For internal use only Hi Xavier, I believe Martin was reaching out to Southern to obtain one more confirmation regarding the KYC information that was provided. We spoke last week. Thanks, Zack From: Xavier Avila Sent: Tuesday, March 27, 2018 4:01 PM To: Martin Zeman Zack Bunimovich Davide-A Sferrazza Rita Shteynberg ; Alastair Mackinlay Anthony Lentini u Je ou ernFinancial LLC - KYC and credit derivatives/convertible bonds onboarding [C1 Zack/Nina, what is the latest on SF KYC/Extension to Credit Derivs? Thanks Xavier Avila Managing Director Deutsche Bank Securities Inc From: Martin Zeman Date: Thursday, Mar IS 0 3 0 To: Zack Bunimovich Rita Shteynberg Jitan Patel Antlion Lcntini , Alastair Mackinlav Davidc-A Sfcrran.a Liam Osullivan Mathew Ne Subject: RE: Southern Financial LLC - an cre rt crivatives/convcrtible bonds onboarding Classification: Confidential Zack— thanks, please keep the foot on the pedal. Also, adding Nina Tona who I forgot to include on last email. From: Zack Bunimovich Sent: Thursday, March 15 2018 12:29 PM To: Martin Zeman • Rita Shteynberg Jitan Patel IMMAMIS Cc: Xavier Avila Liam Osullivan ; Mathew Negus lastair Mackinlay avide-A Sferrazza CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0051962 CONFIDENTIAL SDNY_GM_00 198146 EFTA01362522