EFTA Document EFTA01362531

Subject: RE: • "REASSIGN NEEDED***FW: SOUTHERN FINANCIAL LLC - ONB-1010155 Ill Classification: For Internal use only Hi Nina, I'm seeing a lot of these products as already active in dbCAR (other than convertible bonds) under BR 1007494283 . See below and let me know if you need anything else in addition. Business Unit Adoption Location Adoption Entity Product System Account ID Status United Kingdcl- Active .O8 AG (London, I1Drtrnixlities CUR PVICSBAL8f0 Active FXPCA PVTCSBAL870 Active OPENLINK SOUTHFIN_LE Active RMS SOFL Active Convertible Bonds CB IMAGINE Nei. CB IMAGINE SHORT CODE ESPEAR FX Cash ALL CDR PVTCSBAL870 Aclive DO INTERNET 0SIC2:31 Act;.:e FXPCA PVTCSBAL870 GEM 32983 Act: P6HARM0NYDEI 057i..261 Act.,ce PBPARMONYM SOFL Active RMS SOFL Actke FX (ipti:)ns Both CDR. Active DB IN [ERNE! 0510261 Active EXPC.:A. PVICSBAL870 Active GEM 32583 Active PBHARMONYDBI 057026i Active PBHAPMONYRM5 SOFt Active SOFL Act: ye Fixed Income. Cash Bonds BLOOMBERG EPRIUSF it. Act:ve EPRIUSFIL1 Active EPRUSEIL2 Active DBTRADER 20443162 Active (MVS) SD OPERATOR New OTC Denvabves SUMMIT SOUTHFINANMD Active (Rates) TSAR SOUTHFINANMD I Active CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0051986 CONFIDENTIAL SDNY_GM_00198170 EFTA01362531