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EFTA Document EFTA01362569Case File
efta-efta01362569DOJ Data Set 10CorrespondenceEFTA Document EFTA01362569
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Hi Davide,
First off, nice to meet you, I'm going to be working with Stew, Brad and Terri and started last week with
the team.
In regards to the KYC documentation, are you looking for a Case it within DB Force to find the documents?
Thanks,
Rich
Richard Iarossi
Assistant Vice President
Deutsche Bank wealth Management
345 Park Avenue, 24th Floor
New York, NY 10154
Securities offered through Deutsche Bank Securities Inc.
original Message
From: Davide-A Sferrazza
Sent: Friday, August
To: Stewart oldfield
cc: Bradley Gillin
Subject: RE: Butterfly Trust -
; Martin Zeman
Liam
; Richard Iarossi
new brokerage account needed
Osullivan
Classification: For internal use only
Stewart,
As discussed, I will review with Liam when he is back next week and we will put together an account
opening package.
Brad/Rich, would you please send me what
Force (I may not be looking at the right
Thank you,
Davide
KYC documentation you have on file? I am not able to see on DB
place if it is on there already.
original Message
From: Stewart Oldfield
sent: Friday, August 31, 2018 9:27 AM
To: martin Zeman
; Liam osullivan
Cc: Bradley Gillin <'
' " "
I.; Richard Iarossi <
subject: RE: Butterfly Trust - new brokerage account needed
Anyone looking at this?
original Message
From: Stewart oldfield
Sent: Thursday,
To: Martin Zeman
Cc: Bradley Gillin
Subject: Butterfly T
Au
0
Gents,
; Davide-A Sferrazza
2018 8:04 AM
Liam osullivan a;
Davide-A Sferrazza
Richard Iarossi
er
count needed
Need to open a new brokerage account for Jeffrey. Will do some trading but won't be a huge account. Note
that Paul Barrett will NOT be trading this account.
Please send some pre-filled dots to Rich Kahn for signatures. We are currently doing the annual KYC
review for the existing Butterfly banking accounts we have, so let us know what info we can provide to
help out.
Thanks
Stewart Oldfield, CFA, CAIA
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0052044
CONFIDENTIAL
SDNY_GM_00198228
EFTA01362569
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