EFTA Document EFTA01362663

Thanks, Zack From: Nina Tona Sent: Monday, Februa 12, 2018 7:42 AM To: Amber Davis >; Kareen Johnson < ; Yolanda Wood < Subject: RE: ***REASSIGN NEEDED***FW SOUTHERN FINANCIAL LLC Hello All, >• Rita Shte >; COB GMLondon-Jax nberg ‹ > Please advise on the below. The client wants to conduct business and we need to complete this NCA as soon as possible. Thank you, Nina Tona From: Nina Tona < > Date: Friday, Feb 2018 10:17 AM To: Amber , Kamen Johnson , COB GMLondon-Jax , Yolanda Wood Subject: RE: •••REASSIGN NEEDED***FW: SOUTHERN FINANCIAL LLC - Classification For internal use only Heil '<di eel-; Please advise who will take this or. Thank you Nina Tona From: Amber Davis Sent: Thursday, Februa 08, 2018 1:12 PM To: Kareen Johnson < COB GM London-Jax < ; Yolanda Wood Cc: Nina Tona Subject: " " REASSIGN NEEDED FW: SOUTHERN FINANCIAL LLC - ONB Classification For internal use only Good afternoon, This will need to be reassigned due to I am now working strictly GSAM accounts, please have assigned to someone else. This fund triggered an alert that this account is past review date, so we must complete a full KYC. Thanks, CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0052173 CONFIDENTIAL SDNY GM_00198357 EFTA01362663