EFTA Document EFTA01362760

From: Nina Tona Sent: 2/14/2018 10:19:02 AM To: Zack Bunimovich CC: Rita Shteynbcr Davide-A Sferrazza Subject: RE: '"REASSIGN NEEDED•••FW: SOUTHERN FINANCIAL LLC ONB-10101SS [I) Classification: For internal use only Hi Zack, Please advise on the below. Thank you Nina Tona From: Nina Tona Sent: Tuesday, February 13, 2018 8:07 AM To: Zack Bunimovich Cc: Rita Shteynberg Subject: RE: "'REASSIGN NEEDED""FW: SOUTHERN FINANCIAL LLC - ONB-1010155 Ill Classification: For Internal use only for vO;r help. COAGIWN: OESI Cv.,wleves (tistesi 00 CE rx CE AC, :LON-, CE AS,L03) Orr, toGSI Pa DOS36,3 403 t.).: 01,etki,t, :mu v•r de d Thank you Nina Tona From: Zack Bunimovich Sent: Monday, February 12, 2018 6:09 PM To: Nina Tona Cc: Rita Shteynberg Subject: RE: • "REASSIGN NEEDED' " • FW: SOUTHERN FINANCIAL LLC - ONB-1010155 Classification: For Internal use only Hi Nina, I will be case managing this request going forward, and will see that it is assigned with our lax team asap. I see that some work has been done already by Amber, but the fund triggered a full KYC review — I'll find out if we need any extra documentation/information. Can you also forward me your original request for what products the client is looking to trade? Thanks, CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0052353 CONFIDENTIAL SDNY_GM_00198537 EFTA01362760