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efta-efta01362766DOJ Data Set 10CorrespondenceEFTA Document EFTA01362766
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On Mar 5, 2018, at 15:09, Martin Zeman <
> wrote:
Classification: For Internal use only
Zack,
Please go ahead and set them up for credit derivatives as well as convertible bonds. The credit
derivatives is a priority and rather urgent. Client is ready to trade.
Thanks
Martin
From: Nina Tona
Sent: Monday, March 05, 2018 3:07 PM
To: Martin Zeman <
Avila <
Cc: Alastair Mackinla
Mathew Negus <
Subject: RE: SF [II
>; Zack Bunimovich <
>; Rita Shteynber
>; Jitan Patel <
Davide-A Sferrazza
>; Xavier
; Mathew Negus
Classification: For Internal use only
Martin- Please confirm we don't need SF to be extended tor anything else besides credit derivatives and the
products already onboarded.
Thank you
Nina Tone
From: Zack Bunimovich
Sent: Monday, March OS 2018 12:58 PM
To: Xavier Avil
Rita Shte nber
Mathew Negus
• Jitan Patel
Cc: Alastair Mackinla <
>; Martin Zeman
>; Davide-
A Sferrazza <
>; Mathew Negus <
; Nina Tona
Subject: RE: SF [I]
Classification: For Internal use only
Hi Xavier,
Nothing else is needed from your end at the moment. I will send this request to the KYC team for review
and then setup. Can you confirm Credit Derivatives is the only necessary extension? I know Convertible
Bonds were also in the discussion.
I see the BR 1007494283 set up for a decent amount of products already. See below.
<image001.jpg>
Thanks,
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0052373
CONFIDENTIAL
SDNY_GM_00198557
EFTA01362766
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Subject: RE: ***REASSIGN NEEDED***FW: SOUTHERN FINANCIAL LLC - ONB-1010155 ****URGENT** [I] From: Nina Tona < Date: Mon, 26 Feb 2018 16:46:19 -0500 To: Zack Bunimovich Cc: Rita Shte nber Davide-A Sferrazza Classification: For internal use only Yes, we don't understand why it was put on that list. We need to make sure the NCA is completed and extended for global credit derivatives. Thank you Nina Tona From: Zack Bunimovich Sent: Monday, February 26, To: Nina Tona Cc: Rita Shte A S
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