EFTA Document EFTA01363054

Jimmy-H Xu Cross Currency Swap Trading Deutsche Bank AG, Filiale London CB&S - Markets r Winchester Street. EC2N 2DB London. United Kingdom Tel. Mobil Email From: Xavier Avila Sent: 17 April 2018 02:30 Tr imm -H X gus Akash Malhotra Cc: Joe Aglione Ian Salters Nina Tona Pankaj-A Cho ra NCAOTC Derivatives Zeman opa a Subject: RE: KYC Breach_SOUTHFINANMD_Southem Financial, LLC_FFT Location [I] A Done, thanks. a Martin Are all the XCCYs generally booked and clients KYCed in DB AG FFT? What about EUR and GBP vanilla and inflation swaps? We might have some of those coming. Mat/Nina, who can help us with FFT extensions, same NY CMs? Thanks From: Jimmy-H Xu Date: Monday, Apr 16, 2018, 11:56 To: Xavier Avila Mathew Nc Akash Malhotra NCAOTC Derivatives , Alka Gopala Subject: RE: KYC Breacti_SOUTHFINANMD_Southem Financial, LLC_FFT Location (II Classification: For intemal use only Approved as one-off, but let's get the KYC done for EFT please Thanks Kind regards Jimmy Martin Zeman Pankaj-A CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0052902 CONFIDENTIAL SONY GM_00199086 EFTA01363054