EFTA Document EFTA01364202

Matthew-1 Purcell 9:01 AM: I am working on KYC 1850140 good. By any chance do you have the escalation email and clearance to Rep Risk Kimberly Hart Matthew-1 Purcell 9:08 AM: I can send it back and you can upload it when they come back if you dont have it Cynthia Rodriguez 9:10 AM: sorry was on a call one sec yesss i have the rep risk approvalIll ill send it over now they agreed to continue the relationship but make him high risk going forward to monitor him Cynthia Rodriguez 9:19 AM: im hoping it just gets approved causeeeeee my last day at the firm is 3/21 (u) Matthew-1 Purcell 9:21 AM: Congrats to you! and sad to hear because you're very good Cynthia Rodriguez 9:22 AM: thank youuuuu \ It's a really good opportunity and in the compliance field so even better Matthew-1 Purcell 9:22 AM: that's a good field to be in Cynthia Rodriguez 924 AM: it certainly is....especially when they've beat me to a pulp with kycs here hahahaha Matthew-1 Purcell 9:24 AM: :D:D:D Matthew-1 Purcell 10:45 AM: just to confirm the rep risk approval was obtained on 03/07/2018? Cynthia Rodriguez 10:45 AM: yupp Matthew-1 Purcell 10:45 AM: thank you Matthew-1 Purcell 10:50 AM: approved Cynthia Rodriguez 1222 PM: resubmitted guardian for you let me know if i missed anything CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0054728 CONFIDENTIAL SDNY_GM_00200912 EFTA01364202