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efta-efta01364378DOJ Data Set 10CorrespondenceEFTA Document EFTA01364378
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efta-efta01364378
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From: Tazia Smith <E
>
Date: March 30, 2017 at 11:31:27 AM EDT
To: Richard Kahn 1.11.11MIIMIIM>
Cc: Jeanne Brennan <
>, Stewart Oldfield
>, Joshua Shoshan
"Mary Murray"
<l
a°
Subject: RE: Apple transfer to Merrill Lynch [C]
Classification: Confidential
Hi Rich — Could you please re-send as a signed LOA (authorized signatory, of course).
Sample instructions attached — such that they include accounts both From and To.
From: Tazia Smith
Sent: Thursday, March 30, 2017 10:58 AM
To: 'Richard Kahn'
Cc: Stewart Oldfield; Jeanne Brennan; Vahe Stepanian
Subject: RE: Apple transfer to Merrill Lynch [C]
Classification: Confidential
Received. Per our conversation, please confirm with your Merill advisor what the
settlement date is over there? Do not want JE to be DK'd by them if transfer/settlement
dates don't match. I'll move forward with the ops team on our side and follow up with
any questions.
Thank You,
Tazia
From: Richard Kahn [mailto
Sent: Thursday, March 30, 2017 10:52 AM
To: Tazia Smith
Cc: Stewart Oldfield; Jeanne Brennan
Subject: Apple transfer to Merrill Lynch
Can you please transfer 100,000 shares from southern financial LIc to Merrill
southern trust account
1.
Please send shares to
DTCC Participant # 2251
Agent ID 26320
FFC 603118.1 Southern Trust Company, Inc.
Please call me with any questions. Thank you.
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0054909
CONFIDENTIAL
SDNY_GM_00201093
EFTA01364378
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