EFTA Document EFTA01368247

To: Zack Bunimovich Xavier Avila >; Martin Zeman Cc: Liam Osullivan < >; Mathew Ne >; Alastair Mackinlay >; Davide-A Sferrazza ; Anthony Lentini Subject: RE: Southern Financial LLC - KYC and credit derivatives/convertible bonds onboarding [Cl [II Classification: For internal use only Hi Zack, Please see the attached confirmation from the client. Let us know what the next step is. Thank you Nina bora From: Zack Bunimovich Sent: Tuesday, March 27, 2018 5:53 PM To: Xavier Avila >; Martin Zeman < >; Rita Shteynberg >; Jitan Patel >; Nina Tona < Cc: Liam Osullivan < ; Mathew Ne: us < >; Alastair Mackinlay >; Davide-A Sferrazza < >; Anthony Lentini Subject: RE: Southern Financial LLC - KYC and credit derivatives/convertible bonds onboarding [CI [I] Classification: For internal use only Hi Xavier, I believe Martin was reaching out to Southern to obtain one more confirmation regarding the KYC information that was provided. We spoke last week. Thanks, Zack From: Xavier Avila Sent: Tuesday, March 27, 2018 4:01 PM To: Martin Zeman < Cc: Liam Osullivan < >; Mathew Ne ; Davide-A Sferrazza < >; Zack Bunimovich >; Rita Shteynberg >; Alastair Mackinlay Anthony Lentini Subject: RE: Southern Financial LLC • KYC and credit derivatives/convertible bonds onboarding [Cl Zack/Nina, what is the latest on SF KYC/Extension to Credit Derivs? Thanks Xavier Avila 2 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0059916 CONFIDENTIAL SDNY_GM_00206100 EFTA01368247