EFTA Document EFTA01370283

Deutsche Bank US PWM AML Search Requests - June 2014 4 OFAC requests were received. • 4 FinCEN 314(a) requests were received. • 3 Department of Commerce Denied Persons List were received • 1 International Inquiries and/or Static Data Embargo Inquiries were received. 47 GeneraVLegal requests were received. US PWM AML Search Requests ■ Of AC Updates • FInCEll 314(a) requests Dept of Commerce Denied Persons list slot I Inquiry/Static Data Embargo • General/legal requests US PWM CTR and SAIF Filings • 5 CTRs were filed in June 2014 • 4 SAIF were filed in June 2014 for the Private Bank. • 1 SAIF was filed in June 2014 for Private Client Services. US PWM CTR and SAIF Filings 12 10 S 4 0 Ius Aug. ST Ott- Mai Dec lie 14- I.Ier Apt Its, Im• Id 13 li B 13 R 13 13 14 14 II II 14 14 Ned 3 S 3 4 7 7 7 1 3 2 1 4 —Ilk —Pt Szifshled 2 2 3 Il 9 0 1 3 1 0 2 1 %LiFs'iled 2 1 5 9 9 1 5 3 2 3 3 2 8 For internal use only CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0062954 CONFIDENTIAL SDNY_GM_00209138 EFTA01370283