EFTA Document EFTA01371940

Important Information and Disclosures (continued) Important Arbitration Agreement (continued) (III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal Department. One Pershing Raze Jersey City. New Jersey 07399; (201) 413-3330. Page °. of 9 Account Nurnbe 13C,111.. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL Go paperless AIX odgesi t.enivter Rated Ewellere Every Year Since 2007 04BAR MITOCOMPAVNICA710.5 EXCELLENCE Cleats through Penabos UM. • wholly *ad subtle:run of The Bakal New Yort Make Comeration (WY Mellen) PCISrat LLC. motto( AURA. NYSE SIPC DB-SDNY-0065536 SDNY_GM_00211720 EFTA01371940