EFTA Document EFTA01372869

7/15;2019 KYC Print or the Regulatory Control Grotp sod not* Cbaciance Immeclate.y) 0. Does the client or related party have any financial or other association / interactions within countries or regimes sanctioned by the Office of Foreign Assets Control (OFAC)' H. Does the client or related party have any financial or other associaboni interactions within high risk ..... Yes ,I No countries? I. Corporate Documentation Attached (Legal Entities Only) .I yes i...j No ...1 Not Applicable J. Undisclosed Principal Form Complete (Intermediaries Only) . - .I Yes (....i No II Not Applicable K. If lexi/Nexis Search Results, Corporate Documents or Other Supporting Documentation Is not in English, please provide an English summary of the nature/contents of the non-English Documentation: L. Special Risk Factors Does the account have Nexus to Special Risk Countries? ... Yes Yes I No Is the account structure unusually complex? ..-: Yes I No Is there any indication the client set up a non operating company expressly for L.; Yes I No the purpose of transferring shares to third parties? Is there any indication this could be a prohibited business relationship? L. yes?: No Are the bearer shares identified subject to acceptable controls? ....: Yes ..sf: No httpsirdbforcepb.my. sa lesforce.comiseryletservlet.Integ rationllids01 N30000000D9Di&eidP060000DOkz I &linkTokensVmpFPSzNa kF 471... 24.125 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0066770 CONFIDENTIAL PROT1 PROT0