EFTA Document EFTA01372874

7/1512019 KYC Print One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Sum 3A. Individual Details (for all parties) Individual's Name: Jeffrey Epstein Date of Birth: Country of Residence: USVI Country of Citizenship: USA Address of primary residence: Otte Saint James Saint Thomas 00802 Has client resided outside of his/her country of nationality for S years or more? 3 yes li No Profession/Occupation: Self Errpotyed Tax ID / SSN: Cullen! Employer: Southern Financial LLC Position/Title/Rank: President Address of employer: 6100 Red Hook Quarter B3 St. Thomas 00802 Does the person work as senior executive of a DB-recognized regulated entity in the financial Industry? or an entity listed on a DB-recognised exchange? (Not applicable for operating entities t•--I • • Yes t No Is the individual a Politically Exposed Person (PEP)?(/ /Yes desatbe) 1.:-.1 Yes No 116 To the best of your knowledge, is the individual related to an employee of the DB group?(f Fsmty or FriendsNp, descnbe) i : Family Friendship A None To the best of your knowledge, is the individual party to a non-banking relationship with Deutsche Bank (e.g., external legal counsel, client referral source, supplier of goods or services)7(if Yes,descrte) .. li Yes No If applicable, indicate which bank offices have met the person: Indicate where and when the dent meeting (s) took place: Bank Officer Name(s) Bank Office: diets Private Domicile: Client Place of Business: Other Location (specify): Date: Paul Morris 1 9/13/2013 Li lir — Li 1. • Wealth Details for this individual are not filled in, because they are the same as for the following person: 3B. Wealth Details (Only for parties requinng source of wealth description as indicated in Section 2) Nature of the Individual's Business: Private investments Primary Country of source of wealth/source of Funds? Primary industry of source of Wealth/Source of Funds? Summarize Source of Wealth: ?I Business Owner Salary/Earnings ,:ti Investment Inheritance/Gifts Other: Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accumulate wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activities, important business partners.) Epstein began his financial career in 1976 as an options trade at Bear Steams and became a partneri n 1980. In 1982, Epstein founded his own financial management firm, J. Epstein & Co., managing the assets of clients with more than a billion in net worth. In 1996, Epstein changed the name of his firm to The Financial Trust Company and based it on the island of St. Thomas in the US Virgin Islands. MI of his clients were anonymous except for the very wealthy businessman Leslie Wexner. His wealth has come from his days at Bear Steams and his financial management firms Estimated Annual Income($): 10,000,000.00 Estimated amount of investable assets(S): $50 MM - 100 MM Estimated Net Worth($): $100 MM - 500 MM Amount of assets planned to invest with PWM($): 5,000,000.00 Other Known Financial Institutions: Institution: JPM County: USA Est Assets Under Mgt: 120,000,000.00 https://dbforcepb.my.salesforee.com/seryletrseMetintegration?lidx0IN3000000009Di&eid450032000015VRMSic41 &linkTokenia/mpFPSxNakF4T1... 4115 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0066775 SDNY_GM_00212959 EFTA01372874