EFTA Document EFTA01373053

Date

Unknown

Source

DOJ Data Set 10

Reference

efta-efta01373053

Pages

Persons

Integrity

Loading PDF viewer...

Summary

Download Original PDF Save PDF

Ask AI About This Document

0upvotesShare

Post Reddit

Save Post Watch

Extracted Text (OCR)

EFTA Disclosure

Text extracted via OCR from the original document. May contain errors from the scanning process.

Cc: Mayur Rathod < >; Stewart Oldfield < Subject: RE: 2018 Periodic Review of High Risked Accounts Southern Trust Company, Inc (GCIS#483883), Epstein, Jeffrey E. (GCIS#483289) and Zorro Management, LLC (GCIS#550331) under the SOUTHERN FINANCIAL RELATIONSHIP (I) Importance: High Hello Brad, As per your attached no material confirmation for the above accounts and revised CDD Forms provided (in separate emails), we have launched KYC Case#01977695 for these accounts. We are in the middle of completing all the searches and reviewing adverse media, etc. We will advise if anything required. In the meantime, after review of all accounts, we confirm that we require the following item for this case — • SoS or COGS (dtd within last 6 months) from US Virgin Islands registry for Zorro Management LLC Kindly forward the same, so we can push this case to the next stages at the earliest, thanks. Kind Regards, Vijay Sawant KVC Case Representative Deutsche CIB Centre Private Limited - Deutsche Bank Group Wealth Management Bt, DB Centre Mumbai, Nirlon Knowledge Park, Western Express Highway Gore on East, Mumbai - 400063, India Tel. Mobile From: Vijay-A Sawant Sent: Monday, July 30, 2018 2:39 PM To: Bradley Gillin < >; Stewart Oldfield < Cc: Mayur Rathod < Subject: 2018 Periodic Review of High Risked Accounts Southern Trust Company, Inc (GCIS#483883), Epstein, Jeffrey E. (GCIS#483289) and Zorro Management, LLC (GCIS#550331) under the SOUTHERN FINANCIAL RELATIONSHIP Importance: High Hello Brad/Stewart, This review relates to above high risked three accounts due for remediation 08/31/2018. Upon review of the dots available in the repositories, I have completed the attached checklist, main RP's also listed below for reference — Acct Holder Southern Trust Company, Inc President, Sole Shareholder & Authorized Signatory - Jeffrey Epstein Vice President, Secretary & Authorized Signatory ---- Darren K. Indyke Treasurer Richard Kahn CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0067050 CONFIDENTIAL SDNY_GM_00213234 EFTA01373053

Technical Artifacts (1)

View in Artifacts Browser

Email addresses, URLs, phone numbers, and other technical indicators extracted from this document.

Wire Refreference

Related Documents (6)

DOJ Data Set 10CorrespondenceUnknown

EFTA Document EFTA01380998

Dept. of JusticeOtherUnknown

EFTA Document EFTA01427304

Subject: RE: Assistance Required in solving rejection points on KYC Case#01946825 [I] From: Vijay-A Sawant Date: Fri, 10 Aug 2018 01:27:16 -0400 To: Bradley Gillin Cc: Stewart Oldfield Hi Brad, A kind reminder of the below 'updated' Exco approval request for acct Prytanee LLC under the SOUTHERN FINANCIAL RELATIONSHIP for KYC Case#01946825. Regards, {cid:1 =C7BBF707DF9B04F18f9e8a93df9386909@db.com} Vijay Sawant KYC Case Representative Deutsche CIB Centre Private Limited - Deutsche Ba

19p

DOJ Data Set 10CorrespondenceUnknown

EFTA Document EFTA01430890

DOJ Data Set 10OtherUnknown

EFTA01384513

Dept. of JusticeOtherUnknown

EFTA Document EFTA01425602

Subject: RE: Assistance Required in solving rejection points on KYC Case#01946825 [I] From: Stewart Oldfield e > Date: Thu, 06 Sep 2018 10:06:56 -0400 To: Vijay-A Sawant <Ma Please give me a call when you can. Thanks From: Vijay-A Sawant Sent: Tuesday, September To: Stewart Oldfield Cc: Bradley Gillin Vinita Advani ; Richard Iarossi Subject: RE: Assistance Required in solving rejection points on KYC Case#01946825 [I] Importance: High 04, 2018 9:57 AM Hi Stewart, We require the '

22p

DOJ Data Set 9OtherUnknown

KYC Print

KYC Print Page I of 20 DB PWM GLOBAL KYCINCA: PART A KYC Case R : 01977699 One sheet must be established per relationship - list all accounts included In the relationshi 1. Relationship Details Relations* Name: SOUTHERN FINANCIAL RELATICNSHa Booking Center New York Relationship Manager Stewart Olcilieki O New PWM Relationship 2 Existing PWM Relationship Reran:instep to PWM: If existing, please indicate since when the relationship exists, provide reason for new profile and attach old profile: "' 2018 Periodic Review "s Last Approved KYC e - J. Epstein Virgin Islands Foundation Inc - 1790655: Hyperion Air LLC - 1790820. How Was the Clent(s) 2 Client Referral • PM Prospect O Interrnediary/FIM • Other Source (CB, EEC) Introduced? How long has the RM personalty known the client? Please provide details (e.g. ame of referral source, how many years RM personally ha known dent, etc.): Jeffrey Epstein reached out to Stew Cedfleid on 3/7/17 to have a new acct opened

20p

Forum Discussions

This document was digitized, indexed, and cross-referenced with 1,400+ persons in the Epstein files. 100% free, ad-free, and independent.

Donate More ways to support →

Annotations powered by Hypothesis. Select any text on this page to annotate or highlight it.