EFTA Document EFTA01373142

To: Anastasia Pringle Cc: Ged Account-Opening; Manikandan Muralidharan; US-CB S-AML Subject: RE: EDD package for the RID : ONB-120902 LKYCUS-3443 Party name : Southern Financial LLC [I] Classification: For internal use only Anastasia, The case has been submitted to the next level of approval. Thank you, US CB&S AML Compliance AML Compliance Deutsche Bank Securities Inc Compliance Panitrwirr Pe•'ftnn Anastasia Pringle---12/19/2014 02:43:57 PM---Classification: For internal use only Hi Dmitri. From: To: Cc: Date: Subject: Dmitri Saks/db/dbtom. 12/19/2014 02:43 PM RE: EDD package toe the RID: ORB-120632 LOCUS-3443 Party name : Southern Financial LLC pl Classification: For Internal use only Hi Dmitri, Can you please advise on the current status? Thanks Kind Regards, Mrs. Anastasia Pringle Deutsche Bar* Securities Inc. Client Onboarding Equities 5022 Gate Padmay. Suite SW. 32256 Jacksonville. FL. USA CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0067179 CONFIDENTIAL SDNY_GM_002 13363 EFTA01373142