EFTA Document EFTA01373532

Level 1 - Karthi Level 2 - Balaji Pncio-s4u Peerook. Forwarded by Manikandan Muralidharan/dWdbcom on 12;19;2014 08:13 PM -- From- To. Cc: Date: Subject: Anastasia Pringleidb/dbcom©DBCOEX Dmkri Sakerdb/dbcom, Gad Accourd-Opening/db/dbcom@DBArnericas, US-CB S-AMUdb/dbcom@DBAMERICAS. Manikandan Muraliclharanidhdbcom@DBAPAC 12/19/201408:01 PM RE: EDO package for the RID : DNB-120932 LKYCDS-3443 Party name : Southern Financial LLC Classification: For Internal use only Hello Dmitri, Please see the background checks for the additional 2 Crs. Please give an update to this request as soon as you can. Thank you P1 Kind Regards. Mrs. Anastasia Pringle Deutsche Bank Securities Inc. Client Onboarding Equities 502 P Sue 580. 32256 Jacksonville. FL. USA Tel. Fax Email Please send all GED related emails to: Ged.aocount-openinoadb.com Panio.1417 2wporm From: Dmitri Saks Sent: Thursday, December 18, 2014 1:23 PM To: Anastasia Pringle Cc: Ged Account-Opening; US-CB S-AML; Manikandan Muralidharan Subject: RE: EDD package for the RID : ONB-120902 LKYCUS-3443 Party name : Southern Financial LLC [I] Classification: For Internal use only Anastasia, CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0067766 CONFIDENTIAL SDNY_GM_00213950 EFTA01373532