EFTA Document EFTA01373589

On Apr 26, 2017, at 4:53 PM, Stewart Oldfield wrote: Generally we are talking about purchase of fx options I think. Let's add this to the discussion agenda for next week. See you soon From: Richard Kahn [na Sent: Tuesday, April 25, 2017 5:49 PM To: Vahe Stepanian Cc: Stewart 0ldfield Subject: Re: trading capabilities we are potentially looking to increase derivatives trading and would like to better understand what long form confirmation will allow us to do please advise thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel fa, cel On Apr 25, 2017, at 4:14 PM, Vahe Stepanian > wrote: Generally agree with Stewart. Is there anything specific you are looking at? Thanks, Vahe From: Stewart Oldfield Sent: Tuesday, April 25, 2017 4:02 PM To: Richard Kahn Cc: Vahe Stepanian Subject: RE: trading capabilities Generally I think we can just do listed options in your wealth management brokerage accounts. We don't have investment banking/OTC capabilities for you unless we can trade via long form confirmation. Copying Vahe who can clarify. CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0067855 CONFIDENTIAL SDNY_GM_00214039 EFTA01373589