EFTA Document EFTA01374614

Janice Franklin, CAMS, CFSA, CFIRS Vice President I AML Compliance Officer Deutsche Bark Americas Regulation. Compliance 8. Anti-Financial Crime 60 Wall Street. 10005-2836 New York. NY. USA From: Adrienne Bull Sent: Wednesday, April 04, 2018 5:53 PM To: Janice Franklin Sheffali Welch Cc: Oliver Esslingen c ; Wayne Salit Kshitij Golani Subject: RE: 2018 Regular Reviews: High Hi Janice I can put something together to assist you in prioritizing the AFC queue. Kind regards Adrienne sent from blackberry work From: Janice Franklin Date: Wednesday. A r 04, 2018, 7:46 PM To: Shetrali Welch Adrienne Bull Cc: Oliver Esslin cr Wa‘ne Salk Kshitij Golani Subject: RE: 2018 Regular Reviews: High Risk clients III Hi Sheffali: Yoonsun Chung oonsun Chung So sorry for the misunderstanding. If available, we would like the names of the clients (or KYC #s) due each month. Such a listing would help us to review those KYCs/client reviews due in January 2018 before we review those due, for example, in March 2018. Regards, Janice P. Franklin Janice Franklin, CAMS, CFSA, CFIRS Vice President I AML Compliance Officer Deutsche Bark Americas CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0069385 CONFIDENTIAL SDNY_GM_002 15569 EFTA01374614