EFTA Document EFTA01375477

> fax > cel »• On Jul 13, 2017, at 11:07 AM, Vahe Stepanian <vahe.stepanian@db.com> wrote: >> > • classification: confidential >> > • what is ticker? Original Messa • From: Richard Kahn ir >> > Sent: Thursday, July 13. 2017 11:06 AM • To: Vahe Stepanian » cc: Stewart oldfield ; Darren Indyke ; Jeanne Brennan » Subject: Re: [C] » • we would like to sell 200 contracts of the August 13.00 strike puts at 70c or better in SFL please confirm with darren thank you » • Richard Kahn • HBRK Associates Inc. » 575 Lexington Avenue 4th Floor » New » tel » fax cel > > > > >» On Jul 13, 2017, at 10:57 AM, Vahe Stepanian wrote: >» >» Classification: Confidential >» Hi Rich - Southern Financial can trade listed options, including sold puts. >» on the FX question - currently SFLLC cannot buy OTC options. There is Dodd Frank related paperwork that we would need on file before trading OTC options. >» >» Thank you, >» vahe >» original Message >» From: Richard Kahn [mailto >» Sent: Thursday, July 13. 2 : AM >» To: vahe stepanian >» Cc: Stewart oldfiel >» Subject: are we equip to sell puts? Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New tel fax cel CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0070970 CONFIDENTIAL SDNY_GM_00217154 EFTA01375477