EFTA Document EFTA01378667

Cc: < >; Natalie Barak < Subject: RE: returned funds to Caterpillar Hi Brigid, In the review stage we identified that approved KYC for the client is not valid as, this KYC#01898372 was valid till 13'1' Feb 2019 as this is a high risk client. Please provide a valid KYC in order to approve this request. Kind regards, Sunil Kumar <image001.png> PWM US Operations DBOI Global Services Private Limited COO Wealth Management Operations A-1 Mahindra Technology Park. Inside Mahndra World City - SEZ. 302029 Jaipur. India Tel. Moth Email Please send all the PWM AOG- COB mail related Queires to our new Group E-mail ID From: Brigid Macias Sent: Wednesday, April 03, 2019 2:14 AM To: Ruchi Lohani < Cc: < >; Natalie Barak < Subject: RE: returned funds to Caterpillar Good Afternoon, Following up on the below please. Kind regards, Brigid Macias <image002.png> Brigid Macias Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bait Wealth Management 345 Park Avenue 24th Floor New York NY 10154 Tel. Fax Emai CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0075890 CONFIDENTIAL SDNY_GM_00222074 EFTA01378667