EFTA Document EFTA01379470

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DOJ Data Set 10

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efta-efta01379470

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<matt.Rlassman@db.com>• Davide-A Sferrazza <davide- a.sferrazza@db.com> Subject: RE: Rothschild IC) Classification: Confidential Thanks Rich. No market on 100k that we're in touch with (DB or agent). Delores will work towards showing a smaller size to try to get a two-way in front of you. Understand no trade. Best, Tazia From: Richard Kahn [mailto:rigbardkahn12©gmailsom] Sent: Tuesday, May 23, 2017 11:13 AM To: Tazia Smith Cc: Delores Rubin; Stewart Oldfield; Vahe Stepanian; Matt Glassman; Davide-A Sferrazza Subject: Re: Rothschild [C] mr epstein is not yet ready to put and order in without any firm indication on where he can get done for 100k thank you for your work on this.. Richard Kahn FIBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel 212-971-1306 fax 212-320-0381 cell 917-414-7584 On May 23, 2017, at 12:06 PM, Tazia Smith <tazia.smith@db.com> wrote: Classification: Confidential Rich — Closing the loop on today's trading, ROTH FP closed at 28 EUR on 12,414 daily volume. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0076963 CONFIDENTIAL SDNY_GM_00223147 EFTA01379470

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Emaila.sferrazza@db.com

Emailmatt.rlassman@db.com

Emailtazia.smith@db.com

Faxfax 212-320-0381

Phone212-320-0381

Phone212-971-1306

Phone917-414-7584

Related Documents (6)

DOJ Data Set 10CorrespondenceUnknown

EFTA Document EFTA01421635

DOJ Data Set 10OtherUnknown

EFTA01380914

Dept. of JusticeOtherUnknown

EFTA Document EFTA01379473

From: Richard Kahn Sent: Tuesday, May 23, 2017 6:18 AM To: Tazia Smith <a> Cc: Stewart Oldfield Vahe Stepanian ve; Matt Glassman >; Delores Rubin Subjec : e: o isc Any update on bid ask for 100k Roth 9 Richard Kahn HBRK Associates Inc. 575 Lexington Avenue, 4th Floor New York, NY 10022 On May 22, 2017, at 6:47 PM, Tazia Smith ‹ > wrote: Working with our counterparts in Europe. Size / liquidity could be prohibitive for a market on that size but we will be back with color.

Dept. of JusticeOtherUnknown

EFTA Document EFTA01381485

Equity Trading DB Securities Inc Deutsche Bank Wealth Management P rk Av n 1 154.0004 New York, NY, USA From: Richard Kahn [mailto:richardkahn12@gmail.conl Sent: Tuesday, Ma 23, 2017 6:18 AM To: Tazia Smith Cc: Stewart Oldfield < >; Vahe Stepanian < >; Matt Glassman >; Delores Rubin < Subject: Re: Rothschild [C] Any update on bid ask for 100k Roth ? Richard Kahn HBRK Associates Inc. 575 Lexington Avenue, 4th Floor New York, NY 10022 On May 22, 2017, at 6:47 PM, Tazia Smith wr

Dept. of JusticeOtherUnknown

EFTA Document EFTA01381057

As s Rubin I Wealth Management Capital Markets Equity Trading DB Securities Inc Deutsche Bank Wealth Management 345 154-0004 New York, NY, USA Tel. Emal From: Richard Kahn [mailto Sent: Tuesday, May 23, 2017 6:18 AM To: Tazia Smith Cc: Stewart Oldfield ; Vahe Stepanian da; Matt Glassman ; Delores Rubin ‹ > Subject: Re: Rothschild [C] Any update on bid ask for 100k Roth ' Richard Kahn HBRK Associates Inc. 575 Lexington Avenue, 4th Floor New York, NY 10022 Phone- Fax Cell

DOJ Data Set 10OtherUnknown

EFTA01370597

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