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EFTA Document EFTA01380675EFTA Document EFTA01380677

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EFTA Document EFTA01380676
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efta-efta01380676DOJ Data Set 10Correspondence

EFTA Document EFTA01380676

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DOJ Data Set 10
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efta-efta01380676
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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
Very little activity so far today on Rothschild. Our trader had working orders from two large institutions in the past 6 months. These institutions, if they have something to do would care on the type of size you would like to trade. Our trader would like the opportunity to inquiry if they care, but to be blunt, it is unreasonable to try to open them up without an idea of whether we are a buyer or a seller. DB would be happy to work an order for you using all of our institutional capabilities. Thank you. Best regards, Delores Rubin <image0014f> Delores Rubin Director I Wealth Management Capital Markets Equity Trading DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue, 10154.0004 New York, NY, USA Tel. Email From: Tazia Smith Sent: Tuesday, May 23, 2017 2:41 PM To: Richard Kahn Cc: Delores Rubin >; Stewart Oldfield < >; Vahe Ste anian >; Matt Glassman < >; Davide-A Sferrazza < Subject: RE: Rothschild [C] Classification: Confidential Thanks Rich. No market on 100k that we're in touch with (DB or agent). Delores will work CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0079182 CONFIDENTIAL SDNY_GM_00225366 EFTA01380676

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As s Rubin I Wealth Management Capital Markets Equity Trading DB Securities Inc Deutsche Bank Wealth Management 345 154-0004 New York, NY, USA Tel. Emal From: Richard Kahn [mailto Sent: Tuesday, May 23, 2017 6:18 AM To: Tazia Smith Cc: Stewart Oldfield ; Vahe Stepanian da; Matt Glassman ; Delores Rubin ‹ > Subject: Re: Rothschild [C] Any update on bid ask for 100k Roth ' Richard Kahn HBRK Associates Inc. 575 Lexington Avenue, 4th Floor New York, NY 10022 Phone- Fax Cell

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From: Richard Kahn Sent: Tuesday, May 23, 2017 6:18 AM To: Tazia Smith <a> Cc: Stewart Oldfield Vahe Stepanian ve; Matt Glassman >; Delores Rubin Subjec : e: o isc Any update on bid ask for 100k Roth 9 Richard Kahn HBRK Associates Inc. 575 Lexington Avenue, 4th Floor New York, NY 10022 On May 22, 2017, at 6:47 PM, Tazia Smith ‹ > wrote: Working with our counterparts in Europe. Size / liquidity could be prohibitive for a market on that size but we will be back with color.

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