EFTA Document EFTA01383417

Transactions by Type of Activity Process Trade, Settlement Transaction Dale Date Activity Type Desolation Securities Bought and Sold 02113719 02711/19 SOLD BUCKEYE PARTNERSL P FIXED TO FLTGFtATENT 6.375% 4,000,000.000 65.7500 3,718.75 861.21275 USD 6P1458815 0122/78 MOTO 0122/1CLBVARIABLERATE Total Securities Bought and Sold - U.S. DOLLARS 3,718.75 861,212.75 Dividends and Interest 02114/19 MONEY MARKETFUND CASH AC TR DWSGOVT & ADDICT INSTL INCOME REDEEMED 405.16 USD INCOME RECBVED PER232045 Total Dividends and Interest - U.S. DOLLARS Quantity Price Ataued Interest Amount Currency 0.00 405.16 Cash Withdrawals and Deposits 02114119 REDERALRJNDSSENT DEUTSCHE BANK TRUST -1,28940781 USD USD999997 Total Cash Withdrawals and Deposits -U.S. DOLLARS 0.00 4 289 407 81 fetal Value of Transactions The price and quantity displayed may have been rounded. Client Service Information 3,718.75 -427,789.90 USD Your Investment Spedaltal:ZEM Contact Information MARTIN ZEMAN 345 PARK AVENUE NEW YORK NY 13 154 Telephone Number TAX LOT DEFAULT DISPOSITION METHOD Default Method for Mutual Funds: First In First Out Default Method for Stocks in a Dividend Reinvestment Plan: First In First Out Default Method for all Other Securities: First In First Out BONO AMORTIZATION ELECTIONS Amortize premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Constant Yield Method Include market discount in income annually: No CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL Page 6 of 8 Account Number: - G,2Ic papedess $32V Rated Ewefiere Every Year Since 2007 04BAR MITOCOMPAVNICA710.5 EXCELLENCE MISR through Penabos UM. • wholly owed subtle:run of The Bakal Ni. Yore Mao Comer/ on (BNY MAW PCISrat LLC. motto( AURA. NYSE SIPC DB-SDNY-0083125 SDNY GM_00229309 EFTA01383417