EFTA Document EFTA01383430

1511 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Portfolio Holdings Cawing Date CASH, MONEY FUNDS, AND BANK DEPOSITS 84.00% of Portfolio Money Market CASH AC TR DWSGOVT 8 AG114611 12101/18 4,392,828.670 NIA 12131118 4,384,623.50 4,392;828.67 0.00 45,868.41 — 2.19% 2.26% Total Money Market $4,384,623.50 $4,392,828.67 $0.00 $45,868.41 TOTAL CASH. MONEY FUNDS, AND BANK DEPOSITS $4,384,623.50 $4,392,828.67 $0.00 $45,868.41 Adjusted Unrealized Acaued Estimated Estimated Dale Acquired Quantity Und Cost Cost Bass Market Price Market Value Wilco Interest Annual Income Yield ...... FIXED INCOME 16.0 0% of Portfolio (In Maturity Date Sequence) Corporate Bonds BUCKEYE PARTNERS L P FIXED TO RIG RATE Security Identifier:13230AM NT 6.375% 0122178 WE OTC 0/22J13CALLABLE0/22123Noody Rating BM 68 P Rating 8B 01/25/18 1,000,000.000 101.8730 1,018,728.01 81.2470 812.47000 206.258.01 28.156.25 63,750.00 7.84% Original Cost Basis 81,015,756.00 Total Corporate Bonds $1,018,728.01 3812,470.00 4206.258 01 328.156.25 $63,750.00 1,000,000.000 TOTAL FIXED INCOME $1,018,728.01 $812,470.00 4206 258 01 $28,156.25 $63,750.00 1,000,000.000 December 1, 2018 - December 31,2018 SOUTHERN TRUST COM PA NY INC Account Activity Opening Clomp Acaued Income 30-Day Curtent Quantity Number Biding Ban Bain Income IbisYear Yield Yield TOTAL PORTFOLIO HOLDINGS Unrealized Acaued &limited Cod Basis Markel Value Gain toss Intend Annual Income 65,411,556.68 $5,205.298 67 4206.258 01 528,156.25 $109,618.41 Generally, securities acquired before 2011, in retirement accounts or held by Non-U.S. entities are not subject to the cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended by the Emergency Economic Stabilization Act of 2008, and are marked as " noncovered". Securities marked as "covered', were identified as securities potentially subject to the cost basis reporting rules and may be reported to the IRS on form '099-B for the applicable tax year in which the securities are disposed. Note: In the event where we cannot easily determine the taxability of an account, we may mark the account as noncovered. However, if the account does not receive a 1099B, the cost basis will not be reported to the IRS. Cost Basis on fixed income securities may be adjusted for amortization, accretion, original issue discount adjustments, or principal payd owns. The calculation is based upon the taxpayer election, type of fixed income security, and certain attributes, obtained from sources believed to be reliable. In the event. one or more of these attributes is changed, there may CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL Page 33 of 9 Account Number 4:C C,':3!2226 Go paperless ALf AtOUT 4 Rated Excellent Emy Year Since 2007 OMAR MTIOCOMPAVNICA71076 EXCELIDK( awes through Penabet (LC. • wholly *ad subsiiwy of The east al Ni. YM Make Comer/Mon (WY Melon) PCISrat U.C. mutter AURA. NYSE SIPC DB-SDNY-0083138 SDNY_GM_00229322 EFTA01383430