EFTA Document EFTA01383435

Important Information and Disclosures (continued) Important Arbitration Agreement (continued) (III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal Department. One Pershing Raze Jersey City. New Jersey 07399; (201) 413-3330. Page °. of 9 Account Number N4G-023812 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL Go paperless Aix MOUE t.enivter Rated Ewefiere Every Year Since 2007 04BAR MITOCOMPAVNICA710.5 EXCELIDKE Cleats through Penabos UM. R wholly *ad subtle:run of The Bakal New Yort Make Comeration (WY Mellen) PCISrat LLC. motto( AURA. NYSE SIPC DB-SDNY-0083143 SDNY_GM_00229327 EFTA01383435