EFTA Document EFTA01383451

1511 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 December 1, 2018 - December 31,2018 SOUTHERN FINANCIAL LLC Seamy Record Dale Payable Date Quantity Held Rate Dividend Option Amount of Payment Dividends GBIERAL ELECTRIC CO COM 12120118 01125/19 25,000.000 0.010000 Cash 250.00 Interest DELk INTER LIC DMA AN INCGTO 12131118 01/15/19 3.000000 000 0.050000 Cash 150,000.00 ANT PRIORITY SR Total Cash Not Yet Received 5150,250.00 Assets shown here are not reflected in your account. This information has been received from sources we believe to be reliable. Pershing does not guarantee the accuracy of the information. Fixed income Analysis Bond Quality %of Bond Bond Quality Market Value Markel Value Percent of Feed Income A 1,577,691.00 6% ■ BA A 6,408,000.00 28% BA/ Lower 16,230,239.70 65% Not Rated 777,540.00 3% Total 24,993,470.70 100% 0 20 40 60 80 100 Bond Maturity Schedule %of Bond Bond MMudly Market Value Market Value I. 1to 6 months 972,500.00 4% E:17 to 12 months 2,899,905.30 12% MIII1to 5 years 2,865,000.00 11% 06 to 10 years 2,861,820.00 it% NI Over 10.years 15,394,24040 62% Total 24,993,470.70 100% Percentages of bond market values are rounded to the nearest whole percentage. Bond quality ratings reflect Moody's or Standard and Poor's ratings. Bonds may be rated by other services. Bonds that are in default are not included. Please refer to your Portfolio Holdings section. Client Service Information Your Investment Spadeful ZEN MARTIN ZEMAN 345 PARK AVENUE NEW YORK NY 10154 Contact Information Tetephone Number (212) 2 50-0 4 32 Page 15 of Account Number: NIG-023804 s:texcnorm CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL Go paperless abut t.Ptivtor Rated Ewefiere Every Year Since 2007 O4BAR MITOCOMPAVNICA71O.5 FRULIDICE MISR Meech Penabos rat. a wholly mord subtle:run of The Bakal Ni. Yort Man Comer/Mon (BNY Mellen) PCISrat LLC. motto( AURA. NYSE S0,C DB-SDNY-0083159 SDNY_GM_00229343 EFTA01383451