EFTA Document EFTA01383480

151 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Transactions by Type of Activity (continued) February 1,2019 - February 28,2019 SOUTHERN FINANCIAL LLC Procne Trade, Settlement Transaction Dale Date Adivity Type Description Duality Price Accrued Interest Amount Currency Securities Withdrawals and Deposits 02/07/19 CUSTOM ER AUTHORIZED ALPHABET INC CAP STK CL C TRANS ERN N46-024943 3,000 000 3.296,130 00 USD TRANSFER GOOG 02107/19 CUSTOM ER AUTHORIZED CARVANA CO CL A TRANS FRM N4 G-02494 3 25.000.000 825,500.00 USD TRANSFER CYNA 02107/19 CUSTOM ER AUTHORIZED CITIGROUP INC DEP SHS REPSTG 11000TH PFC SER K DIV 79 000 000 2.101.400.00 USD TRANSFER 6 875% PERPETUAL M ATY PERPETUAL CALL *$I23025 00 C PRK TRANSFRM N40-024943 02/07/19 CUSTOM ER AUTHORIZED .PM ORGAN CHASE& CO DEP SHS REPSTG YATH PFD SER 2.160 000 000 2,170,800.00 USD TRANSFER FIXED TO FLTG RT BC 5.990% 04/23158 B/E DID 04/23/08 CLB 46625HHA1 TRANS ERN N46-024943 02107/19 CUSTOM ER AUTHORIZED UNITED TECHNOLOGIES CORP CON TRANSFRM N46-024943 15 000.000 IA 10,800 .00 USD TRANSFER UTX 02/11/19 YOUR ASSET TRANSFERRED ALIBABA GROUP HLDG LTD SPONSORED AD R -5.000.000 437,250.00 USD MBA ISINtUSO 509W 1327 0138 TO AM ERI TRADE CLEARING. INC. A/C 867730320 02/11/19 YOUR ASSET TRANSFERRED ALPHABET INC CAP STK CL C 0138 TO AM ERITRADE CLEARING. -3.000.000 4 285.030 00 USD GOOG INC. A/C 867730320 02111/19 YOUR ASSET TRANSFERRED AMAZON COM INC 0138 TD AM ER1TRADE CLEARING, INC. A/C -1.000.000 -1.591.000.00 USD AM ZN 867730320 02/11/19 YOUR ASSET TRANSFERRED 510081 ID EC INC COM 088 TO AM ERITRAD E CLEARING, INC. -2.095.000 -663,842 65 USD 6118 AIC 867730320 02/11/19 YOUR ASSET TRANSFERRED CARVANA CO CI A 0138 EC AM ERITRADE CLEARING. INC. NC -25,000.000 -799.500.00 USD CYNA 867730320 02711/19 YOUR ASSET TRANSFERRED KARYOPHARM THERAPEUTICS INC CON 0138 TD AM ER1TRACE -25.000.000 -215.500.00 USD KPTI CLEARING. INC. NC 867730320 02/11/19 YOUR ASSET TRANSFERRED UNITED TECHNOLOGIES OORP CON 0138 TO AM ERITRADE -15.000.000 -1.840.800.00 USD UTX CLEARING, INC. NC 867730320 02/15/19 CUSTOM ER AUTHORIZED APPLE INC COM TRANSFRM N4G-026$1 100.000.000 17 042,000 00 USD TRANSFER AAPL Account Number NIG-023804 6:C1SkarA DS AteA/Cul l.010vtirre Rated trailed Every Yew Since 2007 MIMI RATIO COMMUNICATIONS EXCELLENCE Page ' of Cleanot thickish Arnhem LLC, a wholly evened subtidisey of Tie Bank of New Yor* Mellon ComoratIon (MY Mellon) Pesstrez MX. member' WOW NY). CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0083188 CONFIDENTIAL SDNY_GM_00229372 EFTA01383480