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EFTA Document EFTA01383782EFTA Document EFTA01383784
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efta-efta01383783DOJ Data Set 10Correspondence

EFTA Document EFTA01383783

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DOJ Data Set 10
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EFTA Disclosure
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From: Tazia Smith Sent: 5/22/2017 31~ To: Stewart 0ldfield CC: Vahe Stepanian • Matt Glassman Davide-A Sferrazza Subject: RE: Rothschild ICI Classification: Confidential Stew — Rich and I discussed right after I sent the email below. Confirmed the ask is for after-market open in France tomorrow. Know that our market may be 'none' given lack of appetite, but we're working with GM traders and KCP EM EA team in London. From: Tazia Smith Sent: Monday, May 22, 2017 11:17 AM To: 'Richard Kahn' Cc: Stewart Oldfield; Vahe Stepanian; Matt Glassman Subject: RE: Rothschild [C] Classification: Confidential You saw it closed in France at 27.585 euros, on —16k shares today. Call you now to discuss your aftermarket objectives on 100k - I'm concerned b/a is going to be wide. From: Richard Kahn Sent: Monday, May PP 1111.1~1 To: Tazia Smith Subject: Re: Rothschild [C] thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 On May 22, 2017, at 2:07 PM, Tazia Smith Classification: Confidential Hi Rich - Received. Reviewing. Be back wrote: CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0083610 CONFIDENTIAL SDNY_GM_00229794 EFTA01383783

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As s Rubin I Wealth Management Capital Markets Equity Trading DB Securities Inc Deutsche Bank Wealth Management 345 154-0004 New York, NY, USA Tel. Emal From: Richard Kahn [mailto Sent: Tuesday, May 23, 2017 6:18 AM To: Tazia Smith Cc: Stewart Oldfield ; Vahe Stepanian da; Matt Glassman ; Delores Rubin ‹ > Subject: Re: Rothschild [C] Any update on bid ask for 100k Roth ' Richard Kahn HBRK Associates Inc. 575 Lexington Avenue, 4th Floor New York, NY 10022 Phone- Fax Cell

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From: Richard Kahn Sent: Tuesday, May 23, 2017 6:18 AM To: Tazia Smith <a> Cc: Stewart Oldfield Vahe Stepanian ve; Matt Glassman >; Delores Rubin Subjec : e: o isc Any update on bid ask for 100k Roth 9 Richard Kahn HBRK Associates Inc. 575 Lexington Avenue, 4th Floor New York, NY 10022 On May 22, 2017, at 6:47 PM, Tazia Smith ‹ > wrote: Working with our counterparts in Europe. Size / liquidity could be prohibitive for a market on that size but we will be back with color.

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