EFTA Document EFTA01383804

From: Erik Lutkus Sent: 10/5/2018 2:55:23 PM To: Nadean Novogratz CC: Martin Zeman ; Stewart Oldfield ; Davide-A Sferrazza • Pengcong Lin Subject: RE: Southern Financial - Listed Deny Docs Xavier Avila Devin Anderson Classification: For internal use only I just double checked with PC, you should see them GEDX with customer code = Southern Kind regards, Erik Lutkus Deutsche Bank Securities Inc. Tel. From: Nadean Novogratz Sent: Friday, October 05, 2018 2:15 PM To: Erik Lutkus c Cc: Martin Zeman Stewart Oldfield a; Xavier Avila Davide-A Sferrazza ; Devin Anderson Subject: Southern Financial - Listed Deny Docs [I] Classification: For Internal use only Hi Erik, Please see attached the 2 listed derive does for Southern Financial. What are next steps to getting them set-up? I can speak to the GedApps team to have their name added to Axiom... anything else you need from me? Kind regards, Nadean From: Paul Barrett [mailto: Sent: Friday, October 05, 2018 2:09 PM To: Nadean Novogratz Cc: Martin Zeman; Stewart Oldfield; Xavier Avila; Davide-A Sferrazza; Devin Anderson Subject: RE: Follow-up Finally Paul Barrett Alpha Group Capital LLC 142 W Sr" Street, ll th Floor, New York, NY 10019 al ALPHA GROUP CAPITAL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0083639 CONFIDENTIAL SDNY_GM_00229823 EFTA01383804