EFTA Document EFTA01384187

Important Information and Disclosures (continued) Important Arbitration Agreement (continued) (III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal Department. One Pershing Raze Jersey City. New Jersey 07399; (201) 413-3330. Page °. of S Account Number CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL Go paperless AIX MOUT t.011ivtorr Rated Excellent Every Year Since 2007 OMAR MTIOCOMPAVNICA71O76 EXCELLENCE Cleats Meech Penabet LW. • wholly awed subtle:run of The Bakal New Wet Mellow Corporation (EINY Mellen) PCISrat LLC. motto( MLR& NYSE SIPC DB-SDNY-0084255 SDNY_GM_00230439 EFTA01384187