EFTA Document EFTA01384278

Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Portfolio Holdings (continued) U.S. DOLLARS (continued) Date Acquired Quantity Unit Cour FIXED INCOME (continued) Corporate Bonds (continued) ASSURANT INC FXD TO FLTG SUB NT 7.000% 03/27148 B/E OM 03127113 CALLABLE03/27/28 5) t 0.0006 oody Rating M1 Adjusted Cost Bait Market Price Security Identthe 04621(AK4 Market Value 03129118 2,000,000.000 101.9840 2,039.689 71 95.0000 1.900.000 00 PM ORGAN CHASE 8 CO DEP SHS REPSTG 5117TH PFD SERTFIXED TO FLTG RT BD 5.990% 04/23158 61E D7004/23/086 oody Rating BAA3S8 P Rating BB8- Original Cost Basis: 52.040.006.00 Seel/My Identifier: 46625HHAT 06115111 ..3.12 1,100,000.000 107.2550 1,179,799.94 98.6250 1 084 875.02 Original Cost Basis. 31,192.500.00 06115/11 ' '312 2,500,000 000 106 7730 2,669,316 47 98.6250 2.465,624 98 Original Cost Basis: 52.675.000 10 Total Noncovered 3,600:000.000 3,849,116.41 3,550,500 00 Total 3,600,000 000 53,849,116.41 53,550.500 00 SOUTHERN CALIF EDISON CO PREF SERE 6250% 011716261E DID 051712 CALLABLE02/0122 e) D0.000600dyRatingBAAIS8PRating IM3B- Security Identifier. 842400FU2 01130/12 '12 3.000.000 000 99.9060 2.997.192 40 95.2500 2.857.500 00 GENERAL ELEC CO GTD FXD-TO-FLTG RT NON-CUMULATIVE PERPETUAL PREFERRED 4.000% 12/03/65 REG DTD 210316M oody Rating A3 S 8 P Rating BBB- Original Cost Basis: 52,992,564.97 Security Identifier- 369604BM 4 12103115 ' 2,469.000 000 88 0930 2,175,016.17 63.9000 1.577.691 00 December 1,2018 - December 31,2018 SOUTHERN FINANCIAL LLC Original Cost Basis: $2.175.0M.17 Unrealized Windom Awed Estimated Estimated Interest Annual Income Yield •139,689.71 36,555 56 140,000 00 7.36% -94.924 92 11 348.44 65,894 18 6.07% •203.691.49 25 79t 92 149,759 50 6.07% -298,616.41 37,140 36 215 653 68 -5298.616.41 537,140 36 $215,653 68 -139,692.40 78.125.00 187,500.00 6.56% -597.325 17 4,389.33 98,760.00 6.25% Account Number: Korn:Fin:2c Go paperless MX 1001 t.011ivtore 4 Med btellent Every Yew Since 2007 OALOAR RATIO COMMUNICAT076 EXCLUDICE Page 5 of '5 Clutly though Paean uC,a we,olly mmeol sublidiary of The Baaltal New York Mellon Comontlon (WY Melon) Portent LLC. member fINRA NY5. 5 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0084383 CONFIDENTIAL SDNY_GM_00230567 EFTA01384278