EFTA Document EFTA01384286

Transactions by Type of Activity (continued) Process Rade, Settlement Transaction Dale Date Adirity Type Total Securities Bought and Sold (continued) TOTAL USD EQUIVALENT U.S. DOLLARS Dividends and Interest 12103/18 FOREIGN BOND INTEREST 251260N8 12117/18 CASH DIVIDEND RECBVED 3696048114 12118/18 12127/18 12/31/18 FOREIGN SECURITY DIVIDEND RECEIVED NTDOY FOREIGN BOND INTEREST 539439AG4 MONEY MARKET FUND INCOME RECEIVED PeR232045 Description 900000 DEUTSCHE BK AG N YBRH VAR 'SIN. US25126BN89 4 875% 1210132 WE DID 12/0117CW RD MO PD 21011 2469000 GENERAL ELEC CO GTD FXDTO-FLTGRT NON-CUM ULATIVE PERPETUAL PREFERRED 4 000% 2/03/65 REG DID 12/03/1 CO RD 1130 PD 12161E 9000 SHRS NINTENDO LTD ACR RD 09/28 PC 1211/1 103000 LLOYDS BANKING GROUP PLC FXD RATE RESET ADDL TIER1SECS ISMS US539439AG42 7500% 04127188 B/E DTD 04/07/11CLB RD 2/2 PD 212711 CASH AC TR DWSGOVT Quantity Price Accrued Interest Amount altrency 0.00 0.00 910,116 65 USD 1.436.832.96 USD 24,375 00 USD 49380 00 USD 1.867 64 USD 35.681 25 USD 13141 91 USD Total Dividends and Interest - U S DOLLARS Fees 12103118 FOREIGN CUSTODY FEE USD999997 12103/18 FOREIGN CUSTODY FEE USC999997 12118/18 FEE ON FOREIGN DIVIDEND WITHHELD AT THE SOURCE NTDOY Total Fees - U.S. DOLLARS TaxesWithheld 12118/18 FOREIGN TAX WITHHELD AT THE SOURCE NTDOY Total Taxes Withheld - U.S. DOLLARS TranssclionsSummary EURO U S. DOLLARS The price and quantity displayed may have been rounded Fgn Safekeeping NOV 201 CUSIP. F93961136 Fgn Safekeeping NOV 2013 CUSIP. F1491.C14 9000 SHRS NINTENDO LTD ACR RD 09/28 PC 2113/13 9000 SHRS NINTENDO LTD ACR RD 09/28 PC 2113/8 Total Accrued Interest 0 00 000 Total Amount 796.880 00 1.560.764 62 Oarency EUR USD Total Accrued intend Total Amount USD Equivalent USD Equivalent 0.00 910,116 65 0.00 1.560.764 62 Account Number:NIG-023604 a:ten:a-n:2e Go paperless ASY Molt l.Illuvtier 4 Med tmellent Every Yes Since 2007 040AR RAW COMMUNICATIONS EXCLUENCE 0.00 124,445.80 •2.00 USD •2.00 USD -224.11 USD 0.00 -22811 -286.03 USD 0.00 -286.03 Page '4 of -73 Cleanot threush Pveyhna LLC, • wholly evened sub acksey of The Bank of New Yor* Mellon Corporation (BNY Mellon) Pesstme LLC. member' MORA NY). S CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0084392 CONFIDENTIAL SDNY_GM_00230576 EFTA01384286