EFTA Document EFTA01384307

Schedule of Realized Gains and Losses Current Period (continued) Dale Dale Realized Description Disposed Acquired Designation CMposition Method Transaction Quantity Proceeds Col Basis Gain/loss Short Term (continued) $1PANESE YEN CURRBIC 02/11/19 06119/18 Noncovere( Rol In First Out BUY 49.000 0.45 0.44 0.01 Security Identifier:9'9999993 DEUTSCHE BANK AG NTS b2SAM33 4 296%05124/28 EVE 02111/19 06101/18 Covered first In First Out! SELL Adjustment: 4,381$ Adjustment Type: R 1.000.000.000 878,47400 917,776.00 -39,302.00 07005/24(0UB Original Cost Basis: 911,776.00 Security Identifier: 25525AM3 DEUTSCHE BK AG N Y 02/11119 06101118 Covered first In First Out! SELL 1,000,000.000 813,494 00 868256.00 .54,762.00 NIUS251526BN89 4975%12/013 Adjustment: 3,96913 Adjustment Type: R 2 BJEDTD12/011/CLB Original Cost Basis: 868256.00 Security Identifier: 255269N8 Total Short Term 7 523,892 72 7,656,329.67 .132 436 95 Long Term CENTENECORP DEL COM 02105/19 09108114 Covered first In First Out! SELL 15,550.900 1,979,776.99 989,679.75 990 097 24 Security Identifier: 15135Bt 1 GENERAL ELEC CO GTD 02/11/19 12/03115 Noncovered' FM In first Out !SELL 2,469,000.000 1,691,259.00 2,175,016.17 -483.757 17 G RT NON-CUMULATIVE PERPETUAL Adjustment. 513145 Adjustment Type: R PREFERRED 4000% 4/03/65 REG Original Cost Basis: 2,15.0%.17 Security Identifier: 3896048M4 SOUTHERN CALIF E)I SO 02/11/19 01130/12 Noncovered" First In First Out /SELL 3,000,000.000 2,804,994.00 2,997,291.36 ,192,297.36 SERE 6250%0/11162B/EDTO Original Cost Basis: 2,992,564.97 0/17112CLB Security Identifier: 842400FU2 Total Long Term 6,476,029.99 6,161,987.28 314 042 71 Total Short and Long Term 13,999,922.71 13,818,318.95 181.605 76 Noncovered under the cost basis rules as defined below. Generally, securities acquired before 2011, in retirement accounts or held by Non-U.S. entities are not subject to the cost basis reporting rules set forth in the Internal Revenue Code of INK as amended by the Emergency Economic Stabilization Act of 2008, and are marked as "noncovered". Securities marked as "covered". were identified as securities potentially subject to the cost basis reporting rules and may be reported to the IRS on form 1099-Bfor the applicable tax year in which the securities are disposed. Note: In the event where we cannot easily determine the taxability of an account, we may mark the account as noncovered. However, if the account does not receive a 1099B, the cost basis will not be reported to the IRS. This Schedule may not reflect all cost basis adjustments necessary for tax reporting purposes, especially for noncovered securities. Adjustments to cost basis may have been made for prior income received and subsequently reclassified by the issuer as a return of capital. In addition, corporate action events may require adjustments to your original cost basis. Return of capital information and cost basis information, as it relates to corporate actions, has been obtained from sources we believe to be reliable. Adjustments to cost basis can be made after year-end, in particular, for return of capital adjustments, but may also include adjustments for corporate action events. Therefore there may be differences in cost basis reflected on your monthly client brokerage statement at year end versus any subsequent reports, including your 1099-B or online displays you may have available to you. Page 8 of Account Number: 5:Cie»"AD* CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL Go papedess ~OUT 144UWW 4 Raid tmdiani hew Yew Since2007 ['MBAR MITOCOMMUNICA110.5 EXCELLENCE Clutbe One* ~Mg tILC•Melly meed subskrun of The Beak al New NM Melbn Cmeretion (P« Mellen) Peishne LLC. Meat« FINRA. NYSE StPC DB-SDNY-0084419 SDNY_GM_00230603 EFTA01384307