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efta-efta01386083DOJ Data Set 10CorrespondenceEFTA Document EFTA01386083
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DOJ Data Set 10
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efta-efta01386083
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TUE 7110,1407/0/0,/l3
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MAX. UEI I
Deutsche Bank AG, London Branch
Currency Option Transaction
Ov ret 1803998242.1
DB USI:103021067801120000000C00C0000031603998242P
DB UTI:10302108780112000000000300000001603998242P
Trade Repository: DTCC
PRIVATE CLIENT SERVICES PVVM ALEX BROWN AC SOUTHERN FINANCIAL LLC
1 SOUTH STREET
BALTIMORE 21202,MARYLAND,UNITED STATES
+14496414739
Dear Sirs.
15 May, 2018
Deutsche
Bank
AG,
London
Branch
FX Options Operations
Winchester House
1, Great Wnchester Street
London EC2N 206
Telex: 94015555
Sivirt DEUT GE2L
Direct Line: +44 207 541 1709
Direct
Fax:
+44
207
545
8008f8386
The purpose of this letter agreement is to confirm the terms and conditions of the Currency Option entered into between us
Deutsche Bank AG. London Branch (Parry K) and PRIVATE CLIENT SERVICES PWM ALEX MOWN AC SOUTHERN
FINANCIAL LLC (Party tr) on the Trade Date referred to below (the 'Transaction,.
The definitions and provisions contained in the 1998 FX and Currency Option Definitions (the -FX Definitions') as published by the
International Swaps and Derivatives Association, Inc., the Emerging Markets Traders Assooation and The Foreign Exchange
Committee are incorporated into this Confirmation In the event of any inconsistency between the FX Definitions and this
Confirmation, this Confirmation veil prevail.
It you and we are parties to an 'SO0. Master Agreement (an "Agreement" then this Confirmation supplements, forms part of and
is subject to such Agreement If you and we are not yet parties to an Agreement then this Confirmation evidences a complete and
binding agreement between Party A and Party B as to the terms of the Transaction to which this Confirmation relates. In adddion
Party A and Party B agree to use all reasonable efforts promptly to negotiate, execute and deliver an agreement in the form of the
2002 ISDA Master Agreement (the "ISDA Forms) with such modifiartions as you and we will in good faith agree. Upon execution
by Party A and Party B of such an agreement, this Confirmation will supplement, form part of, and be subject to that agreement.
All provisions contained or incorporated by reference in that agreement upon es execution will govern this Confirmation. Until we
execute and deliver that agreement, this Confirmation. together with all other documents referring to the ISDA Form (each a
'Confirmation') confirming transactions (each a 'Transaction') entered into between us (notviehstanding anything to the contrary
in a Confirmation) shall supplement form a part of, and be subject to an agreement in the form d the ISDA Form as if we had
executed an agreement on the Trade Date of the fast such Transaction bet een us and arch form with the schedule thereto (i0
specifying only that (a) the governing law Is Engish law and (b) the Termination Currency is U.S. Dclkirs, and c) each party gives
the Payer Representation set out in Part 2(a) ® of the pro-fame Schedule to the ISDA Form end (ii) incorporating any other
modifications to the ISDA Form specified below.
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CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
CONFIDENTIAL
DB-SDNY-0087627
SDNY GM_00233811
EFTA01386083
Technical Artifacts (8)
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Phone
+14496414739Phone
+44 207 541 1709Phone
3998242Phone
4015555Phone
6003160SWIFT/BIC
MARYLANDWire Ref
referenceWire Ref
referringForum Discussions
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