EFTA Document EFTA01401634

Subject: RE: FW: rdc alert [I] From: PWMUS AMLK Date: Fri, 06 Feb 1 • • - . . To: Amanda Kirby Cc: PWMUS AMLKYC Classification: For internal use only Thanks. Do you have any information on the second alert from the client? It does not appear that this was prior addressed in previous clearances. Has the sex offense suit been resolved? MC From: Amanda Kirby/db/dbcom@DBCOEX To: PWMUS AMLKYC/db/dbcom@DBAmericas, Date: 02/06/2015 12:48 PM Subject: RE: FW: rdc alert [I] Classification: For internal use only Yes. This is still correct. She is only the beneficiary of the account and not. opening her own account. From: Monifa Crawford On Behalf Of PWMUS AMLKYC Sent: Friday, February 06, 2015 12:45 PM To: Amanda Kirby Cc: PWMUS AMLKYC Subject: Re: FW: do alert [I] Classification: For internal use only Hi Amanda: Illillt The last time the alert was reviewed, Ms. was named as one of the beneficiaries of a trust where Mr. Epstein was e Grantor of (Butterfly Trust). Ms. was not opening an account and has no authority on the trust account. EFTA01401634 Please advise if this is still her current status on the accounts with the Private Bank. Kind Regards, MC (Embedded image moved to file: pic32030.gif)cid:image001.gif@01D0420B.30F6D2A0 Monifa Crawford, JD Associate I AML Compliance Officer Deutsche Bank Securities Inc. Private Wealth Management - AML Compliance 5022 Gate Parkway, Suite 400. Jack SA Tel. Mobi Emai Visit us: http://www.db.com (Embedded image moved to file: pic32516.gif)cid:image002.gif@01D0420B.30F6D2A0 (Embedded image moved to file: pic13940.gif)Inactive hide details for Amanda Kirby---02/06/2015 09:56:42 AM---Classification: For internal use only These alerts are from 2Amanda Kirby---02/06/2015 09:56:42 AM---Classification: For internal use only These alerts are from 2008. I requested research after October 2013 as the below had alre (Embedded image moved (Embedded image moved to file: pic30870.jpg) to file: pic09389.jpg) cid:image006.png@01D0420B.30F6D2A0 cid:image005.png@01D042 Amanda Kirby/db/dbcom@DBCOEX 0B.30F6D2A0 From: (Embedded image moved (Embedded image moved to file: pic07994.jpg) to file: pic19598.jpg) cid:image006.png@01D0420B.30F6D2A0 cid:image005.png@01D042 PWMUS AMLKYC/db/dbcom@DBAmericas, 0B.30F6D2A0 To: (Embedded image moved (Embedded image moved to file: pic12926.jpg) to file: pic16999.jpg) cid:image006.png@01D0420B.30F6D2A0 cid:image005.png@01D042 02/06/2015 09:56 AM 0B.30F6D2A0 Date: (Embedded image moved (Embedded image moved to file: pic24504.jpg) to file: pic05075.jpg) cid:ima e006. n @01D0420B.30F6D2A0 cid:image005.png@01D042 FW: rdc alert [I] 0B.30F6D2A0 Subject: EFTA01401635 Classification: For internal use only These alerts are from 2008. I requested research after October 2013 as the below had already been cleared in the last KYC. Please clear again. Attached is the prior clearance. From: Urvashi Lavania On Behalf Of PWM BIS-Research Sent: Friday, February 06, 2015 9:52 AM To: Amanda Kirby Cc: PWMUS Subject: rdc alert [I] Classification: For internal use only Hello Attached is an alert for the party mentioned above. Please note that clearance from compliance is required prior to KYC approval. Please follow the instructions below: Forward explanation of whether the alert pertains to your client directly to compliance. Receive confirmation from compliance that alert can be removed from the queue. Include copies of all responses along with your KYC. See attached file: rdc alert.pdf)(See attached file: rdc alert_l.pdf)(See attached file: rdc alert_211, Regards Urvashi[attachment Crawford/db/dbcom] [attachment " Monifa Crawford/db/dbcom] (attachment by Monifa Crawford/db/dbcom] [attachment deleted by Monifa Crawford/db/dbcom] rdc alert .pdf" deleted by Monifa rdc alert_l.pdf" deleted by rdc alert_2.pdf" deleted RDC Clearance.pdf" EFTA01401636