EFTA Document EFTA01402362

Subject: RE: URGENT- Mort, Inc. Research [I] From: Akshay Davera <=I > Date: Mon, 05 Oct 2015 10:14:27 -0400 To: Jj Litchford Anshu Parashar Cc: PWM BIS-Research Classification: For internal use only Sent. Kind regards, fcid:image001.gif@OlDOFFA6.3A245CE01 Akshay Davera Operations Analyst I Transaction Approval Group Business Information Search DBOI Global Services Private Limited Private Wealth Management A-1 & A-2, Evolve - Mahindra Technology Park, Inside Mahindra World City SEZ, 302029 Jaipur, India Tel. Mobile Email {cid:image002.gif@OlDOFFA6.3A245CE0} From: Jj Litchford Sent: Monday, October 05, 2015 7:43 PM To: Akshay Davera; Anshu Parashar Cc: PWM BIS-Research Subject: RE: URGENT- Mort, Inc. Research [I] Classification: For internal use only EFTA01402362 I haven't received the PCR alert yet... any idea when I should expect that? fcid:image001.gif@OlD02B3A.F8AC3FC01 JJ Litchford Associate Banker Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 345 Park Avenue, 24th Floor New York, New York 10154 Tel. Mobile Email {cid:image002.gif@OlD02B3A.F8AC3FC0} From: Akshay Davera Sent: Monday, October 05, 2015 10:12 AM To: Jj Litchford; Anshu Parashar Cc: PWM BIS-Research Subject: RE: URGENT- Mort, Inc. Research [I] Classification: For internal use only Hi Jj, All the research have been completed and sent back. Kind regards, EFTA01402363 {cid:image001.gif@OlDOFFA5.E2A81F60} Akshay Davera Operations Analyst I Transaction Approval Group Business Information Search DBOI Global Services Private Limited Private Wealth Management A-1 & A-2, Evolve - Mahindra Technology Park, Inside Mahindra World City SEZ, 302029 Jaipur, India Tel. Mobile Email {cid:image002.gif@OlDOFFA5.E2A81F60} From: Jj Litchford Sent: Monday, October 05, 2015 7:04 PM To: Anshu Parashar Cc: PWM BIS-Research; Akshay Davera Subject: RE: URGENT- Mort, Inc. Research [I] Importance: High Classification: For internal use only Is there any update on this? {cid:image001.gif@OlD02B3A.F8AC3FC0} JJ Litchford Associate Banker Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 345 Park Avenue, 24th Floor New York, New York 10154 Tel. EFTA01402364 Mobile Email {cid:image002.gif@01D02B3A.F8AC3FC0} From: Anshu Parashar Sent: Friday, October 02, 2015 12:40 PM To: Jj Litchford Cc: PWM BIS-Research; Akshay Davera; Paul Morris Subject: RE: URGENT- Mort, Inc. Research [I] Sure !! Thanks & Regards, {cid:image005.png@01D04FA8.4EEC6680} Anshu Parashar DBOI Global Services Private Limited PWM US Operations A-1 & A-2, Evolve - Mahindra Technology Park, Inside Mahindra World City SEZ, 302029 Jai ur, India Email {cid:image006.png@01D04FA8.4EEC6680} From: Jj Litchford Sent: Friday, October 02, 2015 10:03 PM To: Anshu Parashar Cc: PWM BIS-Research; Akshay Davera; Paul Morris Subject: RE: URGENT- Mort, Inc. Research [I] EFTA01402365 Classification: For internal use only Thank you Anshu, will keep my eye out for it. fcid:image001.gif@OlD02B3A.F8AC3FC01 JJ Litchford Associate Banker Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 345 Park Avenue, 24th Floor New York, New York 10154 Tel. Mobile Email {cid:image002.gif@OlD02B3A.F8AC3FC0} From: Anshu Parashar Sent: Friday, October 02, 2015 12:09 PM To: Jj Litchford Cc: PWM BIS-Research; Akshay Davera; Paul Morris Subject: RE: URGENT- Mort, Inc. Research [I] Hi, It takes a day for the PCR result to come. We will send it to you by tomorrow. Thanks & Regards, Icid:image005.png@OlD04FA8.4EEC66801 EFTA01402366 Anshu Parashar DBOI Global Services Private Limited PWM US Operations A-1 & A-2, Evolve - Mahindra Technology Park, Inside Mahindra World City SEZ, 302029 Jaipur, India Email {cid:image006.png@OlD04FA8.4EEC6680} From: Jj Litchford Sent: Friday, October 02, 2015 9:30 PM To: Anshu Parashar Cc: PWM BIS-Research; Akshay Davera; Paul Morris Subject: Re: URGENT- Mort, Inc. Research [I] Thank you for the update. We are trying to reopen this account today to meet a closing deadline, is there any way to expedite the PCR investigation? Thanks for your help, JJ On Oct 2, 2015, at 11:37 AM, Anshu Parashar a wrote: Hi, EFTA01402367 All the researches have been completed, except for Jeffrey Epstein. It's PCR is under investigation, we will send it to you tomorrow. Thanks & Regards, fcid:image005.png@OlD04FA8.4EEC66801 Anshu Parashar DBOI Global Services Private Limited PWM US Operations A-1 & A-2, Evolve - Mahindra Technology Park, Inside Mahindra World City SEZ, 302029 Jaipur, India Email <image004.png> From: Jj Litchford Sent: Friday, October 02, 2015 8:51 PM To: Anshu Parashar; PWM BIS-Research; Akshay Davera Subject: RE: URGENT- Mort, Inc. Research [I] Classification: For internal use only Hi Anshu-- Do you have an ETA on when this will be done? Thanks, 33 {cid:image001.gif@OlD02B3A.F8AC3FC0} EFTA01402368 JJ Litchford Associate Banker Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 345 Park Avenue, 24th Floor New York, New York 10154 Tel. Mobile Email <image006.gif> From: Anshu Parashar Sent: Friday, October 02, 2015 9:06 AM To: Jj Litchford; PWM BIS-Research; Akshay Davera Subject: RE: URGENT- Mort, Inc. Research [I] Hi Jj, Below cases were duplicate, so we have rejected them. Will we send all the three researches to you ASAP. Thanks & Regards, {cid:image005.png@01D04FA8.4EEC6680} Anshu Parashar DBOI Global Services Private Limited PWM US Operations A-1 & A-2, Evolve - Mahindra Technology Park, Inside Mahindra World City SEZ, 302029 Jai ur, India Email <image004.png> EFTA01402369 From: Jj Litchford Sent: Friday, October 02, 2015 3:35 AM To: PWM BIS-Research Subject: URGENT- Mort, Inc. Research [I] Importance: High Classification: For internal use only Hi-- The following cases on the process portal have been rejected: 10348083, 082, 081 immediately after they were submitted. These are urgently needed for a KYC that is already in "rush" status. I believe this likely happened in error, and AML/ Compliance has already said we need the research. Please look into this and revert back immediately. Thanks, 33 {cid:image001.gif@OlD0283A.F8AC3FC0} JJ Litchford Associate Banker Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 345 Park Avenue, 24th Floor New York, New York 10154 Tel. Mobile Email <image006.gif> EFTA01402370 EFTA01402371