EFTA Document EFTA01402916

Subject: URGENT- Mort, Inc From: Jj Litchford <jj.lit Date: Mon, 05 Oct 2015 14: To: Anshu Parashar <anshu. PWM BIS-Research <pwm. . Research [I] chford@db.com> 48:58 -0400 parashar@db.com>, bis-research@db.com> Classification: For internal use only There was nothing attached to this, can you provide the updated research for Darren Indyke? The KYC is only waiting on that. fcid:image001.gif@OlD0283A.F8AC3FC01 JJ Litchford Associate Banker Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 345 Park Avenue, 24th Floor New York, New York 10154 Tel. +1.212.454.2879 Mobile +1.407.342.5115 Email jj.litchford@db.com {cid:image002.gif@OlD0283A.F8AC3FC0} From: Anshu Parashar Sent: Friday, October 02, 2015 11:48 AM To: Jj Litchford; PWM BIS-Research Subject: RE: URGENT- Mort, Inc. Research [I] Hi, Please find attached research for Darren Indyke, ignore the one attached on the case. EFTA01402916 Thanks & Regards, fcid:image005.png@OlD04FA8.4EEC66801 Anshu Parashar DBOI Global Services Private Limited PWM US Operations A-1 & A-2, Evolve - Mahindra Technology Park, Inside Mahindra World City SEZ, 302029 Jaipur, India Email anshu.parashar@db.com fcid:image006.png@OlD04FA8.4EEC66801 From: Anshu Parashar Sent: Friday, October 02, 2015 9:08 PM To: Jj Litchford; PWM BIS-Research; Akshay Davera Subject: RE: URGENT- Mort, Inc. Research [I] Hi, All the researches have been completed, except for Jeffrey Epstein. It's PCR is under investigation, we will send it to you tomorrow. Thanks & Regards, {cid:image005.png@OlD04FA8.4EEC6680} Anshu Parashar DBOI Global Services Private Limited PWM US Operations A-1 & A-2, Evolve - Mahindra Technology Park, Inside Mahindra World City EFTA01402917 SEZ, 302029 Jaipur, India Email anshu.parashar@db.com fcid:image006.png@OlD04FA8.4EEC66801 From: Jj Litchford Sent: Friday, October 02, 2015 8:51 PM To: Anshu Parashar; PWM BIS-Research; Akshay Davera Subject: RE: URGENT- Mort, Inc. Research [I] Classification: For internal use only Hi Anshu-- Do you have an ETA on when this will be done? Thanks, JJ {cid:image001.gif@OlD02B3A.F8AC3FC0} JJ Litchford Associate Banker Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 345 Park Avenue, 24th Floor New York, New York 10154 Tel. +1.212.454.2879 Mobile +1.407.342.5115 Email jj.litchford@db.com fcid:image002.gif@OlD02B3A.F8AC3FC01 EFTA01402918 From: Anshu Parashar Sent: Friday, October 02, 2015 9:06 AM To: Jj Litchford; PWM BIS-Research; Akshay Davera Subject: RE: URGENT- Mort, Inc. Research [I] Hi Jj, Below cases were duplicate, so we have rejected them. Will we send all the three researches to you ASAP. Thanks & Regards, fcid:image005.png@OlD04FA8.4EEC66801 Anshu Parashar DBOI Global Services Private Limited PWM US Operations A-1 & A-2, Evolve - Mahindra Technology Park, Inside Mahindra World City SEZ, 302029 Jaipur, India Email anshu.parashar@db.com fcid:image006.png@OlD04FA8.4EEC66801 From: Jj Litchford Sent: Friday, October 02, 2015 3:35 AM To: PWM BIS-Research Subject: URGENT- Mort, Inc. Research [I] Importance: High Classification: For internal use only Hi-- EFTA01402919 The following cases on the process portal have been rejected: 10348083, 082, 081 immediately after they were submitted. These are urgently needed for a KYC that is already in "rush" status. I believe this likely happened in error, and AML/ Compliance has already said we need the research. Please look into this and revert back immediately. Thanks, 33 {cid:image001.gif@OlD0283A.F8AC3FC0} 33 Litchford Associate Banker Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 345 Park Avenue, 24th Floor New York, New York 10154 Tel. +1.212.454.2879 Mobile +1.407.342.5115 Email jj.litchford@db.com fcid:image002.gif@OlD0283A.F8AC3FC01 EFTA01402920