EFTA Document EFTA01404417

Subject: Re: DB Force Case# 01146170: Darren K. Indyke PLLC (I] From: Amanda Kirby a Date: Fri, 01 Nov 2013 13:03:40 -0400 To: Pema Sherpa < Cc: Dhruv Yadav < Margarita Perez < >, PWM AOG < > Classification: For internal use only OK, I am sure he meant to write C Corporation instead of 'Sched C'. I can get a new one but can this please be approved right away with a temporary exception? This is an escrow account and the client has told me that a deal may not go through today if they cannot wire in funds. I will be able to get you an updated W-9 within 30 minutes but they desperately need to open these acounts. I would be so appreciative if we could get these opened asap and I will follow up with the W-9 shortly Best, Amanda Kirby (Embedded image moved to file: pic22329.gif) Amanda Kirby Associate Deutsche Bank Trust Company Americas 345 Park Avenue, 27th Fl New York, NY, USA, 10154-0004 Tel. Fax Email (Embedded image moved to file: pic06267.gif) From: Pena To: Cc: Date: Amanda Dhruv Margarita , ?Wm 11/01/2013 01:00 PM Subject: Re: DB Force Case* 01146170: Darren K. Indyke PLLC (I] Classification: For internal use only Hi Amanda, Schedule C is not the correct tax classification. It has to be either C Corporation, S Corporation or Partnership. Kind regards, Pema Sherpa EFTA01404417 (Embedded image moved to file: pic02132.gif) Pena Sherpa Deutsche Bank Trust Company Americas 60 Wall Street, New York, NY 10005-2836 Tel. Fax Mobile Email (Embedded image moved to file: pic04956.gif) From: Amanda To: Perna Cc: Dhruv Margarita , Date: 11/01/2013 12:55 PM Subject: Re: DB Force Case# 01146170: Darren K. Indyke PLLC Classification: For internal use only Perna, You are correct. I am unsure why there are 2 separate W-9's since they are both the same company. The W-9 you just sent is correct Best, Amanda Kirby (Embedded image moved to file: pic16952.gif) Amanda Kirby Associate Deutsche Bank Trust Company Americas 345 Park Avenue, 27th Fl New York, NY, USA, 10154-0004 Tel. Fax Email (Embedded image moved to file: pic26299.gif) From: Perna To: Amanda EFTA01404418 Cc: Dhruv PWM , Margarita Date: 11/01/2013 12:52 PM Subject: Re: DB Force Case* 01146170: Darren K. Indyke PLLC (I] Classification: For internal use only Hi Amanda, Is it a sole proprietor then? I looked into the KYC to get more details on the LLC and found a W-9 (attached) which has LLC checked off and refers to Schedule C which is filed out by a Sole Proprietor, (attachment "Darren K. Indyke PLLC W-9.pdf" deleted by Amanda Kind regards, Pema Sherpa (Embedded image moved to file: pic17184.gif) Pema Sherpa Deutsche Bank Trust Company Americas 60 Wall Street, New York, NY 10005-2836 Tel. Fax Mobile Email (Embedded image moved to file: pic30868.gif) From: Amanda To: PWM Cc: Dhruv Pema , PWM MERICAS Date: 11/01/2013 10:59 AM Subject: Re: DB Force Case* 01146170: Darren K. Indyke PLLC (I] Classification: For internal use only EFTA01404419 HI, Here are the updated does. For the W-9 it checked Other because it is a "PLLC" (Professional LLC) does not file under an LLC C,S or P. (attachment "0609_001.pdf" deleted by Pema Best, Amanda Kirby (Embedded image moved to file: pic16129.gif) Amanda Kirby Associate Deutsche Bank Trust Company Americas 345 Park Avenue, 27th Fl New York, NY, USA, 10154-0004 Tel. Fax Email (Embedded image moved to file: pic09035.gif) From: PWM To: Perna Cc: Amanda PWM Date: 11/01/2013 10:47 AM Subject: Re: DB Force Case* 01146170: Darren K. Indyke PLLC (I] Classification: For internal use only Hi Pema, FYI Thanks, Dhruv Yadav PWM AOG DBOI Global Services Private Limited Email : From: PWM To: Amanda EFTA01404420 Cc: Date: PWM 11/01/2013 10:42 AM Subject: DB Force Casey 01146170: Darren K. Indyke PLLC [I) Classification: For internal use only Hi Amanda, While reviewing the account opening docs, we came across the below issues: 1. On Account Opening Application, both DB Private Wealth Online Plus and Link to Existing Online Relationship have been selected. Please select the correct one only. (Embedded image moved to file: pic19434.gif) 2. This entity is Limited Liability Corporation, however on W-9, Federal Tax Classification is selected as Other: Atty Tust Account. Please correct the same to LLC along with the Tax Classification (Embedded image moved to file: pic07432.gif) 3. KYC is in pending status. Please let us know, once it is approved. Thanks, Dhruv Yadav PWM AOG DBOI Global Services Private Limited Email : (S,C or P) EFTA01404421