EFTA Document EFTA01404737

Subject: Fw: KYC 01133377 [I] From: Amanda Kirby < Date: Mon, 30 Dec 2013 15:22:38 -0500 To: Jacqueline Lightbody Classification: For internal use only Hi Jacqueline, Merry Christmas and happy (almost) New Year! I see that Janice is out. Can you help with the below? Trying to find an acceptable document in lieu of an Operating Agreement. Thank you Best, Amanda Kirby (Embedded image moved to file: pic19717.gif) Amanda Kirby Associate Deutsche Bank Trust Company Americas New York, NY, USA, 10154-0004 Tel. Fax Email (Embedded image moved to file: pic11859.gif) Forwarded by Amanda Kirby/db/dbcom on 12/30/2013 03:21 PM From: To: Date: Amanda Kirby/db/dbcom Janice Franklin/db 12/30/2013 03:01 PM Subject: KYC [I] Classification: For internal use only Hi Janice, EFTA01404737 Hope you had a very Merry Christmas! The above KYC was approved with a temporary exception. The exception was for a missing Operating Agreement for the New York Strategy Group LLC. The sole owner, Darren Indyke, cannot find the Operating Agreement. What would you accept in lieu of this to get rid of the exception? Best, Amanda Kirby (Embedded image moved to file: pic14072.gif) Amanda Kirby Associate Deutsche Bank Trust Company Americas New York, NY, USA, 10154-0004 Tel. Fax Email (Embedded image moved to file: pic13645.gif) EFTA01404738