EFTA Document EFTA01407476

Subject: RE: HBRK From: Cynthia Rodriguez a> Date: Tue, 18 Jul 2017 09:26:00 -0400 To: Bella Klein ‹ > Hi Bella, Our compliance team is requesting more documentation as proof of ownership for HBRK Associates. The document you provided only shows Rich as a registered agent. Is there anything else that you can provide that shows he is the sole owner? Kind regards, Cynthia Rodriguez {cid:image001.png@OlD0778D.2D49CDD0} Cynthia Rodriguez Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, 24th Fl 10154-0004 New York, NY, USA Email From: Bella Klein [mailto: Sent: Wednesday, July 12, 2017 10:47 AM To: Cynthia Rodriguez a Subject: Fwd: HBRK EFTA01407476 Rich is the only one that is listed Thank you, Bella Tel: Begin forwarded message: From: Bella Klein <a> Subject: Re: HBRK Date: July 12, 2017 at 10:25:44 AM EDT To: Cynthia Rodriguez < Me Attached, Thank you, Bella Tel: EFTA01407477 On Jul 12, 2017, at 9:43 AM, Cynthia Rodriguez ‹ > wrote: Hi Bella, Just following up on the updated company document showing new ownership percentage for HBRK. Thanks! Kind regards, Cynthia Rodriguez Cynthia Rodriguez Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, 24th Fl 10154-0004 New York, NY, USA Email Original Message From: Cynthia Rodriguez Sent: Friday, July 07, 2017 3:17 PM To: Bella Klein <ffi Subject: RE: HBRK Hi Bella, In order to reflect the change of ownership for HBRK Associates, I will need the following: - Updated Corporate Resolutions signed by Rich Kahn (attached) - Updated company document showing new ownership percentage. Thank you so much for your help. Kind regards, EFTA01407478 Cynthia Rodriguez Cynthia Rodriguez Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, 24th Fl 10154-0004 New York, NY, USA Tel. Fax Email Original Message From: Bella Klein [mailto: Sent: Friday, July 07, 2017 1:27 PM To: Cynthia Rodriguez Cc: Richard Kahn Subject: HBRK Cynthia Attached please find Richard Kahn paycheck from HBRK. Harry Beller is no longer owner of HBRK. Please update records. Thank you, Bella Tel: This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA01407479 This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA01407480