EFTA Document EFTA01413294

C168333-40-cAUaN000005 101.0 SYSTEM MT 1,100.000 USD CPS AUTO HOLD 01 DEC 16 15:26:15 100.0 79.0 C168333-40-cAUaN000005 - User Actions and Comments: User Location Disposition Date/Time Comments CHHAJUH MT MANUAL PASS 01 DEC 16 15:41:48 KUMAPUN MT MANUAL PASS 01 DEC 16 15:46:23 C168333-40-cAUaN000005 - Transaction Details: Format type Request type Criteria Set Transaction Location Rule Based Scanning Message Priority 2016) Resubmitted : U : S : 230 : MT : Not Applied : Medium(LOC=MT; Cur=-NA-; Amt66N-NA-; Srv=ALL; Recv@15:26 01-12: No Free Form: :01: AC - JEFFREY EPSTEIN 6100 RED HOOK QTR, B3 SAINT THOMAS 00802 UNITED STATES VIRGIN ISLANDS :S: SW BKTRUS33PWM BKTRUS33PWM For internal use only EFTA01413294 LEGAL WORKSTATION BTCO PRIVATE BANK-DOMESTIC SALES BTCO USA :R1: AC BKTRUS33PWM 99955009 99955009 LEGAL WORKSTATION BTCO PRIVATE BANK-DOMESTIC SALES BTCO USA :D: AC BKTRUS33PWM 99955009 99955009 LEGAL WORKSTATION BTCO PRIVATE BANK-DOMESTIC SALES BTCO USA :C: CB IRVTUS3NXXX 0001 THE BANK OF NEW YORK MELLON NEW YORK NEW YORK, NY USA 1* :B1: CH SABRRUMMXXX 321233 2* 3* 4* 5* VAVILOV STREET 19 MOSCOW 117997 RUSSIA :B2: AC For internal use only EFTA01413295 RU :20: :70: REE /OUROUR/ /LTR/ /LTR/ C168333-40-cAUaN000005 - Match 1 [Field Based Scanning Associated Item Match] * Name Address City/state Country Origin : SECTOR Risk Entity Comments Title Remarks Risk Entity Info : PROHIBITED TO ENGAGE IN NEW LONG-TERM DEBT (>30D), : OFAC / EU SECTORAL SANCTION : - Additional information 1 : Additional information 2 : DIRECT OFAC SSI; MAIN RISK ENTIY / A.K.A. (SBERBANK) Additional information 3 : NON-USA: ESCALATE ALL TRUE HITS TO RESP. AMLO OR DEPT. Additional information 4 : USA: ESCALATE ALL TRUE HITS TO SANCTIONS.COMPLIANCE@DB.COM Additional information 5 : Additional information 6 : ESCALATE FOR ALL CURRENCY Additional information 7 : Additional information 8 : Additional information 9 : For internal use only EFTA01413296 Additional information 10 : Free Form Match Text : SABRRU C168333-40-cAUaN000005 - Match 2 [Field Based Scanning Risk Entity Match] * Name • Address City/state Country Origin : SECTOR Risk Entity Comments Title Remarks Risk Entity Info : PROHIBITED TO ENGAGE IN NEW LONG-TERM DEBT (>30D), : OFAC / EU SECTORAL SANCTION : - Additional information 1 : Additional information 2 : DIRECT OFAC SSI; MAIN RISK ENTIY / A.K.A. (SBERBANK) Additional information 3 : NON-USA: ESCALATE ALL TRUE HITS TO RESP. AMLO OR DEPT. Additional information 4 : USA: ESCALATE ALL TRUE HITS TO SANCTIONS.COMPLIANCE@DB.COM Additional information 5 : Additional information 6 : ESCALATE FOR ALL CURRENCY Additional information 7 : Additional information 8 : Additional information 9 : Additional information 10 : Free Form Match Text For internal use only EFTA01413297 C168333-40-cAUaN000005 - Match 3 [Field Based Scanning Risk Entity Match] * Name : SBERBANK Address City/state Country Origin : SECTOR Risk Entity Comments Title Remarks Risk Entity Info : PROHIBITED TO ENGAGE IN NEW LONG-TERM DEBT (>30D), : OFAC / EU SECTORAL SANCTION : - Additional information 1 : Additional information 2 : MAIN RISK ENTIY / A.K.A. (MAIN ENTITY / A.K.A.) Additional information 3 : NON-USA: ESCALATE ALL TRUE HITS TO RESP. AMLO OR DEPT. Additional information 4 : USA: ESCALATE ALL TRUE HITS TO SANCTIONS.COMPLIANCE@DB.COM Additional information 5 : Additional information 6 : ESCALATE FOR ALL CURRENCY Additional information 7 : Additional information 8 : Additional information 9 : Additional information 10 : Free Form Match Text : SBERBANK C168333-40-cAUaN000005 - Match 4 [Field Based Scanning Risk Entity Match] * Name : SBERBANK MOSCOW For internal use only EFTA01413298 Address City/state Country Origin : SECTOR Risk Entity Comments Title Remarks Risk Entity Info : PROHIBITED TO ENGAGE IN NEW LONG-TERM DEBT (>30D), : OFAC / EU SECTORAL SANCTION : - Additional information 1 : Additional information 2 : SUBSIDIARY (>= 50%) OF SBERBANK Additional information 3 : NON-USA: ESCALATE ALL TRUE HITS TO RESP. AMLO OR DEPT. Additional information 4 : USA: ESCALATE ALL TRUE HITS TO SANCTIONS.COMPLIANCE@DB.COM Additional information 5 : Additional information 6 : ESCALATE FOR ALL CURRENCY Additional information 7 : Additional information 8 : Additional information 9 : Additional information 10 : Free Form Match Text VAVILOV STREET 19 MOSCOW C168333-40-cAUaN000005 - Match 5 [Field Based Scanning Risk Entity Match] * Name : JSC Address City/state For internal use only EFTA01413299 Country Origin : SECTOR Risk Entity Comments Title Remarks Risk Entity Info : PROHIBITED TO ENGAGE IN NEW LONG-TERM DEBT (>30D), : OFAC / EU SECTORAL SANCTION : - Additional information 1 : Additional information 2 : SUBSIDIARY (>= 50%) OF SBERBANK Additional information 3 : NON-USA: ESCALATE ALL TRUE HITS TO RESP. AMLO OR DEPT. Additional information 4 : USA: ESCALATE ALL TRUE HITS TO SANCTIONS Additional information 5 : Additional information 6 : ESCALATE FOR ALL CURRENCY Additional information 7 : Additional information 8 : Additional information 9 : Additional information 10 : Free Form Match Text : SBERBANK OF RUSSIA For internal use only EFTA01413300