EFTA Document EFTA01423832

Subject: RE: URGENT: Account Re-openin - ref. case#1469681- urgent [I] From: Jj Litchford Date: Mon, 05 Oct 2015 15:59:27 -0400 To: Paul Morris Cc: Stewart Oldfield Classification: For internal use only I am meeting with Amanda tomorrow, I found a solution working with the middle office. Any accounts we know will be used sporadically as pass- throughs I can move to a special status that will prevent closing. I am going to attempt to preemptively identify which accounts these are so we don't have to backtrack like this again. {cid:image001.gif@OlD02B3A.F8AC3FC0} JJ Litchford Associate Banker Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 345 Park Avenue, 24th Floor New York, New York 10154 Tel. Mobile Email fcid:image002.gif@OlD02B3A.F8AC3FC01 From: Paul Morris Sent: Monday, October 05, 2015 3:53 PM To: Jj Litchford Cc: Stewart Oldfield Subject: RE: URGENT: Account Re-opening - ref. case#1469681- urgent [I] Classification: For internal use only EFTA01423832 Thanks JJ, need to come up with better way to track when accounts will close Paul Morris Managing Director Deutsche Bank Private Bank Office: Cell: From: Jj Litchford Sent: Monday, October 05, 2015 3:50 PM To: Halina Laczny Cc: Gaurav Bhargava; ; Manish-m Gupta; Daphne Cales; Paul Morris Subject: RE: URGENT: Account Re-opening - ref. case#1469681- urgent [I] Classification: For internal use only Thanks everyone, much appreciated. {cid:image001.gif@OlD02B3A.F8AC3FC0} JJ Litchford Associate Banker Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 345 Park Avenue, 24th Floor New York, New York 10154 Tel. Mobile Email {cid:image002.gif@OlD02B3A.F8AC3FC0} EFTA01423833 From: Halina Laczny Sent: Monday, October 05, 2015 3:49 PM To: Jj Litchford Cc: Gaurav Bhargava; ; Manish-m Gupta; Daphne Cales Subject: RE: URGENT: Account Re-opening - ref. case#1469681- urgent [I] Classification: For internal use only JJ, Al is Re-opened. Thank you TAG and AOG team ! Kind regards, Halina Mort, Inc Demand Deposit Account Action {https://10.159.69.21/opstopb1/images/menu_d_sm.gif} Admin {https://10.159.69.21/opstopb1/images/menu_d_smegif} Window {https://- 10.159.69.21/opstopb1/images/menu_d_sm.gif} Help {https://10.159.69.21/- opstopb1/images/menu_d_sm.gif} 2:46:04 PM CDT Show More EFTA01423834 Account Identification {View Additional Identification Information} Mort, Inc Home: 000-000-0000 Tax ID: F 6100 Red Hook Quarter, B3 Work: Last deposit: 210,000.00, 02/09/2015 St. Thomas Branch: 5 - Core Franchise Current bal: 0.00 00802 Prim officer: 81385 - Amanda Kirby United States Virgin Islands EFTA01423835 Overview Account type: 10 - Business Checking Account short name: Mort, Inc Deposit category: D - Demand Deposit Opened: 02/06/2015 Tax ID: Zero balance: 10/05/2015 Tax ID owner: 1 - Name/address line 1 Entered: 02/06/2015 Birth date: Reopened: EFTA01423836 10/05/2015 Employee secured indicator: No Kind regards, Halina Laczny Assistant Vice President DB Services New Jersey, GTO Research & Investigations 100 Plaza One - 3rd Floor Jersey City, NJ 07311-3901 MS : JCY03-0343 Phone Securities offered through Deutsche Bank Securities, Inc From: Gaurav Bhargava Sent: Monday, October 05, 2015 3:35 PM To: Halina Laczny; ; Manish-m Gupta Subject: RE: URGENT: Account Re-opening - ref. case#1469681- urgent [I] AOG part to provide approval was completed. Thank you. EFTA01423837 Kind regards, Gaurav Bhargava {cid:image002.png@01DOD92E.ABE61510} Gaurav Bhargava Process Supervisor I PWM US Operations DBOI Global Services Private Global Business Services A-1 & A-2, Evolve - Mahindra SEZ, 302029 Jai ur, India Tel. Fax Mobile +91 Email Limited Technology Park, Inside Mahindra World City {cid:image003.png@01DOD92E.ABE61510} From: Halina Laczny Sent: Tuesday, October 06, 2015 1:04 AM To: ; Manish-m Gupta; Gaurav Bhargava Subject: FW: URGENT: Account Re-opening - ref. case#1469681- urgent [I] Classification: For internal use only To AOG Team: Case # 1469681 need AOG review. Please check below 33's e-mail and complete your part. 33: EFTA01423838 AOG approval should be attached to case#1469681 TAG DBOI: After above is completed please approve case#1469681 and please ask AOG to enter case/reopen account. Thank you all, Kind regards, Halina Laczny Assistant Vice President DB Services New Jersey, GTO Research & Investigations 100 Plaza One - 3rd Floor Jersey City, NJ 07311-3901 MS : JCY03-0343 Phone Securities offered through Deutsche Bank Securities, Inc From: Jj Litchford Sent: Monday, October 05, 2015 3:21 PM To: Navin-Kumar Pankaj Cc: Gwen Hill; '; Prashant Mahendru; Halina Laczny; Daphne Cates; Paul Morris Subject: URGENT: Account Re-opening [I] Importance: High Classification: For internal use only The necessary KYC to get this account open has been approved (KYC 01469735). Please approve ASAP, we are aiming to get a transaction done today. Thanks, let me know if you have any questions. EFTA01423839 33 {cid:image001.gif@OlD02B3A.F8AC3FC0} JJ Litchford Associate Banker Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 345 Park Avenue, 24th Floor New York, New York 10154 Tel. Mobile Email fcid:image002.gif@OlD02B3A.F8AC3FC01 From: Jj Litchford Sent: Monday, October 05, 2015 1:35 PM To: Navin-Kumar Panka' Cc: Gwen Hill; '; Prashant Mahendru Subject: RE: Account Re-opening [I] Importance: High Classification: For internal use only We have submitted a rush KYC to 01469735. When it is a approved this account re-opening. I will Thanks, JJ deal with hopefully follow up the below issue. The KYC is today, we are requesting a RUSH on as soon as the KYC is approved. EFTA01423840 {cid:image001.gif@01D02B3A.F8AC3FC0} JJ Litchford Associate Banker Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 345 Park Avenue, 24th Floor New York, New York 10154 Tel. Mobile Email {cid:image002.gif@01D02B3A.F8AC3FC0} From: Navin-Kumar Pankaj Sent: Thursday, October 01, 2015 5:22 PM To: Jj Litchford Cc: Gwen Hill; '; Prashant Mahendru Subject: RE: Account Re-opening [I] Hi Jj, Since customer "Mort, Inc." is a prospect hence, we require KYC# within one year to approve this re-open request. KYC #01195147 is more than one year old. Kind regards, EFTA01423841 Navin Kumar Pankaj Please send all the PWM AOG- COB mail related Queires to our new Group E- mail ID fcid:image001.png@OlD06656.2B2B8F401 Navin Kumar Pankaj Analyst PWM US Operations DBOI Global Services Private Limited Global Business Services A-1 & A-2, Evolve - Mahindra Technology Park, Inside Mahindra World City SEZ, 302029 Jaipur, India Tel. + Mobile +91 Email From: Jj Litchford Sent: Frida , October 02, 2015 2:18 AM To: Subject: Account Re-opening [I] EFTA01423842 Classification: For internal use only Hi-- Please re-open account (Mort, Inc.). The client is looking to transfer money into the account (per the attached instruction). It was closed on 5/26/2015 and still appears on FIS Metavante. The client did not send a letter to close, and the account was recently opened on 2/6/2015. The KYC is still valid. Thanks, 33 {cid:image001.gif@OlD02B3A.F8AC3FC0} JJ Litchford Associate Banker Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 345 Park Avenue, 24th Floor New York, New York 10154 Tel. Mobile Email fcid:image002.gif@OlD02B3A.F8AC3FC01 This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA01423843