EFTA Document EFTA01427346

Sheetl Preferred Securities List 42530 Prices and availability are subject. INTERNAL BB SYMBOL SYM ISSUER DIV MOODY DT YTC INDUSTRY ISSUE DATE AEH Pfd AEH AEGON NV 6.375 Baal 7/11/2016 -54.66673688833241 CUMULATIVE AED Pfd AED 9/15/2016 CUMULATIVE aek pfd AEK AEGON NV 8 8/15/2017 CUMULATIVE all a Pfd ALL 53064 6/15/2018 NON-CUMULATIVE all f Pfd ALL 37131 10/15/2019 ►N/A N Ap all d Pfd ALL 72078 4/15/2019 NON-CUMULATIVE all e Pfd ALL 63836 4/15/2019 NON-CUMULATIVE all c Pfd ALL 68495 10/15/2018 NON-CUMULATIVE BAC Z Pfd BAC 29065 6/24/2016 LATIVE BAC a Pfd BAC 89032 4/25/2021 CUMULATIVE BAC c Pfd BAC 44585 1/29/2021 CUMULATIVE BAC D Pfd BAC 21995 9/14/2016 CUMULATIVE bml I pfd BML 34202 7/11/2016 CUMULATIVE BAC y Pfd BAC 630365 1/27/2020 CUMULATIVE BAC I Pfd BAC 24386 10/1/2017 CUMULATIVE BAC w Pfd BAC 00706 9/9/2019 CUMULATIVE bk e pfd BK C RANK OF 7309161925788 9/20/2017 NON-CUMULATIVE bes pfd BCS BARCLAYS BANK PLC 6.625 9/15/2016 -5.161472630124622 Banks VE BCS A Pfd BCS A BARCLAYS BANK PLC 7 6.85041649245811 9/15/2016 Yes No NON-CUMULATIVE bee c pfd BCS C 76757 6/15/2016 BCS D PFD BCS 419385 9/15/2016 CUMULATIVE bbt f Pfd 8334135351503 NON-CUMULATIVE bbt g Pfd 64075713096435 NON-CUMULATIVE bbt e pfd 6794315232945 NON-CUMULATIVE bbt h pfd 37866439605884 NON-CUMULATIVE AEGON NV 6.50 -15.590246320840007 D -0.3406912330802548 USE ONLY RATING SP RATING ISSUE SIZE QDI BBB Baal/BBB Insurance 6/1/2005 Baal BBB Insurance Baal BBB Insurance A ALLSTATE CORP 5.625 1.6387708676106205 F ALLSTATE CORP 6.25 2.591351875688433 D ALLSTATE CORP 6.625 2.1244869690168464 E ALLSTATE CORP 6.625 1.879955956946754 C ALLSTATE CORP 6.75 1.164382889723279 Z BAC CAPITAL TRUST VIII -83.8646967340591 A BANK OF AMERICA CORP 5.606293598439853 C BANK OF AMERICA CORP 5.271825546243386 D BANK OF AMERICA CORP -5.627184466019397 I BANK OF AMERICA CORP -47.90656372298807 Y BANK OF AMERICA CORP 4.5035107215346875 I BANK OF AMERICA CORP 1.6462332581241326 W BANK OF AMERICA CORP 4.13418012099397 Baal/BBB 11/23/2005 Baal/BBB 1/31/2012 RATING DRD 26.29 40MM ASK YLD CALL DIV-RIGHTS 6.073441001284156 Yes No NON- 26.46 6.152891464572229 20MM Yes No NON- 27.60 7.3081607795371495 21MM No No NON- Baa3 BBB- Baa3/BBB- Insurance 6/12/2013 Baa3 BBB- Baa3/BBB- Insurance 6/12/2014 Baa3 BBB- Baa3/BBB- Insurance 12/23/2013 Baa3 BBB- Baa3/BBB- Insurance 3/3/2014 Baa3 BBB- Baa3/BBB- Insurance 9/30/2013 6 Banks 6 Banks 6.20 Banks 6.204 Banks 6.375 Banks 6.50 Banks 6.625 Banks 6.625 Banks NEW YORK MELLON 5.20 1.3039918618033177 Bal BB+ 8/25/2005 Ba2 BB+ 4/25/2016 Ba2 BB+ 1/29/2016 Ba2 BB+ 9/14/2006 Ba2 BB+ 11/17/2005 Ba2 BB+ 1/27/2015 Ba2 BB+ 9/26/2007 Ba2 BB+ 9/9/2014 27.19 5.2252367322 11.5MM Yes Yes 28.17 5.6080287031 10MM Yes Yes 28.36 5.9081414064 5.4MM Yes Yes 28.54 5.8704477108 29.9MM Yes Yes 28.49 5.9931411828 15.4MM Yes Yes Bal/BB+ 25.72 5.8500438753 21.2MM No No CUMU Ba2/BB+ 25.62 36MM Yes Ba2/BB+ 26.14 44MM Yes Ba2/BB+ 25.75 33MM Yes Ba2/BB+ 26.12 32.4MM Yes Ba2/BB+ 26.87 44MM Yes Ba2/BB+ 26.93 22MM Yes Ba2/BB+ 26.90 44MM Yes Baal BBB Baal/BBB Banks 9/19/2012 23.3MM Ba2 BB Ba2/BB 25.75 4/25/2006 30MM Yes 7.10 Ba2 iN/A N/A -8.017333558736015 Banks BARCLAYS BANK PLC 7.75 0 Banks 12/7/2007 BARCLAYS BANK PLC 8.125 -9.56884703880628 Banks BBT F BB&T CORPORATION 5.20 11/1/2017 3.846270929015898 BBT G BB&T CORPORATION 5.20 6/1/2018 4.317537679234449 BBT E BB&T CORPORATION 5.625 8/1/2017 2.637910782074993 BBT H BB&T CORPORATION 5.625 6/1/2021 4.94026984063037 Ba2 BB 46MM Yes Ba2 BB 4/11/2008 Ba2/BB No Ba2/BB 106MM 5.8969990826 Yes NON- 5.9977750189 Yes NON- 6.0364306960 Yes NON- 6.1307410583 Yes NON- 6.1185588440 Yes NON- 6.2419113596 Yes NON- 6.1866901856 Yes NON- 26.20 4.96 Yes Yes 6.445858839745409 No NON-CUMULATI Ba2/IN/A N/A 25.9 9/13/2007 55MM 25 7.7700726877 NON-CUMULATIVE 26.14 7.7908379745 Yes No NON- Baal BBB- Baal/BBB- Banks 10/31/2012 18MM Baal BBB- Baal/BBB- Banks 5/1/2013 20MM Baal BBB- Baal/BBB- Banks 7/31/2012 46MM Baal BBB- Baal/BBB- Banks 3/9/2016 18.6MM 25.50 5.11 Yes Yes 25.46 5.12 Yes Yes 25.88 5.45 Yes Yes 25.80 5.47 Yes Yes EFTA01427346 bbt d pfd 3818516595061 NON-CUMULATIVE cof p pfd 3579664904122 NON-CUMULATIVE cof f pfd 8324993415855 NON-CUMULATIVE cof c pfd 6957474169194 NON-CUMULATIVE cof d pfd 3700236425606 NON-CUMULATIVE schw d Pfd 27893655505175 Yes Yes schw c Pfd 5766630867396 Yes Yes schw b Pfd 3922925528538 MM Yes C n pfd C N CITIGROUP CAPITAL XIII 7.00835 Bal BB+ Bal/BB+ 25.85 6.833221934236425 7/11/2016 -25.517245145817807 Banks 10/5/2010 89.84MM No No CUMULATIVE C c pfd C C CITIGROUP INC 5.80 Ba2 BB+ Ba2/BB+ 26.10 5.609224057338734 4/22 /2018 3.8016881165061007 Banks 3/26/2013 23MM Yes Yes NON-CUMULATIVE C S Pfd C S CITIGROUP INC 6.30 Ba2 IN/A N/A Ba2/44N/A N/A 26.04 6.0903400439 857895 2/12/2021 5.420198273191054 Banks 2/2/2016 41.4MM Yes Yes NON- CUMULATIVE C k Pfd C K CITIGROUP 5/2023 5.053989723431615 C 1 Pfd C L CITIGROUP /2019 3.707771277188047 C j Pfd C J CITIGROUP /2023 4.881821605739912 C p pfd C P /2018 -0.2238 CFC A Pfd 51052 7/11/20 LATIVE CFC B Pfd 259675 6/20/20 LATIVE DXB Pfd DXB 5/23/2017 VE dtk pfd DTK 2/20/2018 VE dkt pfd DKT 6/30/2018 VE Dlr g Pfd 8 5.70850 No No Dlr i Pfd A 26.95 10MM No Dlr f Pfd 2 6.29170 M No Dlr e Pfd 9 6.87030 MM No Dlr h Pfd 1 6.52203 MM No dtq pfd DTQ 12/1/2017 LATIVE dtj pfd DTJ 6/1/2021 LATIVE dtz pfd DTZ 12/1/2016 LATIVE ebayl Pfd BBT D BB&T CORPORATION 5.85 5/1/2017 -1.09005675613578 COF P CAPITAL ONE FINANCIAL CO 9/1/2017 1.9362624774409078 COF F CAPITAL ONE FINANCIAL CO 12/1/2020 4.775270184280696 COF C CAPITAL ONE FINANCIAL CO 9/1/2019 4.289899584870341 COF D CAPITAL ONE FINANCIAL CO 12/1/2019 3.3482947813353134 SCHW D CHARLES SCHWAB CORP 5.95 6/1/2021 4.992613736402688 NON-CUMULATIVE SCHW C CHARLES SCHWAB CORP 6 12/1/2020 4.570108971739235 NON-CUMULATIVE SCHW B CHARLES SCHWAB CORP 6 9/1/2017 1.6447689969026698 Yes NON-CUMULATIVE Baal Banks 6 Banks 6.20 Banks 6.25 Banks 6.70 Banks BBB- Baal/BBB- 26.59 5.52 5/1/2012 23MM Yes Yes Baa3 BB Baa3/BB 26.27 5.73 8/20/2012 35MM Yes Yes Baa3 BB Baa3/BB 26.48 5.87 8/24/2015 20MM Yes Yes Baa3 BB Baa3/BB 26.52 5.91 6/12/2014 20MM Yes Yes Baa3 BB Baa3/BB 27.79 6.05 10/31/2014 20MM Yes Yes Baa2 BBB Baa2/BBB 26.10 5.72 Diversified Finan Sery 3/7/2016 30MM Baa2 BBB Baa2/BBB 26.49 5.68 Diversified Finan Sery 8/3/2015 24MM Baa2 BBB Baa2/BBB 26.36 5.71 Diversified Finan Sery 6/6/2012 19.4 INC 6.875 Banks INC 6.875 Banks INC 7.125 Banks 8.125 Ba2 BB+ 10/31/2013 Ba2 BB+ 2/12/2014 Ba2 BB+ 9/19/2013 CITIGROUP INC Ba2 BB+ 537583702337 Banks 1/25/2008 CFC A COUNTRYWIDE CAPITAL IV 6.75 16 -24.340667053270707 Banks CFC B COUNTRYWIDE CAPITAL V 7 16 -169.07328969323498 Banks DB CONT CAP TRST II 7.191961023888932 DB CONT CAP TRUST III 5.511335127860569 6.55 Banks 7.60 Banks DB CONT CAPITAL TRUST V 8.05 5.334258761056003 Banks Ba2/BB+ 27.94 59.8MM Yes Ba2/BB+ 27.15 19.2MM Yes Ba2/BB+ 28.79 38MM Yes Ba2/BB+ 28.65 148.6MM Yes Bal BB+ 4/11/2003 Bal BB+ 11/8/2006 B1 B+ B1/B+ 5/23/2007 32MM B1 B+ B1/B+ 2/20/2008 79MM B1 B+ B1/B+ 5/9/2008 55.4MM DLR G DIGITAL REALTY TRUST INC 5.875 Baa3 9728083304 4/9/2018 4.09093930138209 CUMULATIVE DLR I DIGITAL REALTY TRUST INC 6.35 Baa3 IN/A N/A 5.9746118201134815 8/24/2020 No CUMULATIVE DLR F DIGITAL REALTY TRUST INC 6.625 Baa3 563259341 4/5/2017 -0.194558677027358 Not Confirmed CUMULATIVE DLR E DIGITAL REALTY TRUST INC 7 Baa3 3929159532 9/15/2016 -1.362389877242493 No CUMULATIVE DLR H DIGITAL REALTY TRUST INC 7.375 Baa3 551377304 3/26/2019 2.4108879148649955 No CUMULATIVE DTE ENERGY CO 5.25 Baal BBB- Baal/BBB- 4.95690111372793 Electric 10/1/2012 6.189650903689032 11/1 Yes NON-CUMULATIVE 6.376544621320203 2/12 Yes NON-CUMULATIVE 6.276576806396969 9/30 Yes NON-CUMULATIVE 7.140503130835988 2/15 Yes NON-CUMULATIVE Bal/BB+ 25.95 6.5873741994 20MM No No CUMU Bal/BB+ 25.97 6.7919402309 59.8MM No No CUMU DTE ENERGY CO 5.375 Baal BBB- Baal/BBB- 5.451794928666915 Electric 5/27/2016 DTE ENERGY CO 6.50 Baal BBB- Baal/BBB- 0.8659972484178549 Electric 12/7/2011 EBAYL EBAY INC 6 Baal 24.95 Yes 25.96 Yes 26.72 Yes BB+ REITS BBB+ Baal/BBB+ 6.588349685460786 No NON-CUMULATI 7.35183473419463 No NON-CUMULATI 7.647002944808589 No NON-CUMULATI Baa3/BB+ 26.0 4/9/2013 10MM Baa3/#N/A N/ 4.637314178820689 REITS 8/24/2015 BB+ Baa3/BB+ 26.7 REITS 4/5/2012 7.3M BB+ Baa3/BB+ REITS 9/15/2011 BB+ REITS 25.8 11.5 Baa3/BB+ 28.7 3/26/2014 14.6 25.15 5.2384317964495075 8MM No No CUMU 24.98 5.388966404598584 12MM No No CUMU 25.71 6.3494820016606335 11.2MM No No CUMU 26.12 5.7944887973 EFTA01427347 21659 3/1/2021 5.096689576784093 Internet d Not Confirmed IN/A N Ap 2/29/2016 30MM Not Confirme fitbi Pfd FITBI FIFTH THIRD BANCORP 6.625 Baa3 BB+ Baa3/BB+ 31.03 5.39 9216604232329 12/31/2023 3.215571789565566 Banks 12/9/2013 18MM Yes Yes NON-CUMULATIVE fro g pfd FRC G FIRST REPUBLIC BANK 5.50 Baa3 BBB- Baa3/BBB- 25.90 5.37 5468317315524 3/30/2021 4.9183881563657605 Banks 2/10/2016 6MM Yes Yes NON-CUMULATIVE frc f pfd FRC F FIRST REPUBLIC BANK 5.70 Baa3 IN/A N/A Baa3/#N/A N/A 27.1 4 5.315676583045789 6/30/2020 3.7234 797843779 Banks 5/2 7/2015 4MM Yes Yes NON-CUMULATIVE frc a pfd FRC A FIRST REPUBLIC BANK/CA 6.70 Baa3 BBB- Baa3/BBB- 26.33 6.45 74163909146405 1/30/2017 0.4083140235591221 Banks 1/24/2012 7.981MM Yes Yes NON-CUMULATIVE frc d pfd FRC D FIRST REPUBLIC BANK/SF 5.50 Baa3 BBB- Baa3/BBB- 25.87 5.38 1780227665612 6/29/2018 4.291431180045927 Banks 4/23/2013 7.6MM Yes Yes NON-CUMULATIVE fro c pfd FRC C FIRST REPUBLIC BANK/SF 5.625 Baa3 BBB- Baa3/BBB- 25.89 5.50 1357001393677 12/29/2017 4.008696781551953 Banks 11/23/2012 6MM Yes Yes NON-CUMULATIVE fro b pfd FRC B FIRST REPUBLIC BANK/SF 6.20 Baa3 BBB- Baa3/BBB- 26.43 5.94 5911386739978 6/1/2017 1.5447895916099301 Banks 6/1/2012 6MM Yes Yes NON-CUMULATIVE fro a pfd FRC E FIRST REPUBLIC BANK/SF 7 Baa3 BBB- Baa3/BBB- 28.11 6.31 7309427832261 12/28/2018 2.513363575914018 Banks 10/28/2013 8MM Yes Yes NON-CUMULATIVE nee C Pfd NEE C FPL GROUP CAP TRUST I 5.875 Baa2 BBB Baa2/BBB 26.59 5.60 0167872644504 7/11/2016 -53.98791933036567 Electric 3/15/2004 12MM No No CUMULATIVE gek pfd GEK GENERAL ELECTRIC CO 4.70 Al 5/16/2018 2.22989076007534 Miscellaneous Confirmed Not Confirmed UNKNOWN geb pfd GEB GENERAL ELECTRIC CO 4.875 Al 10/15/2017 0.7773608865905822 Miscellaneous No #N/A N Ap geh pfd GEH GENERAL ELECTRIC CO 4.875 Al 1/29/2018 0.43196103692697546 Miscellaneous No #14/A N Ap ally a pfd ALLY A GMAC CAPITAL TRUST I 6.4111 B2 B B2/B 24.99 6.4469741701 01343 7/11/2016 14.073507181154632 Banks 3/7/2011 106.68MM No No CUMULATIVE gs I Pfd GS I GOLDMAN SACHS GROUP INC 5.95 Bal BB Bal/BB 26 5.7651314514 56624 11/10/2017 3.4328933742560683 Banks 10/24/2012 34MM Yes Yes NON- CUMULATIVE GS B Pfd GS B GOLDMAN SACHS GROUP INC 6.20 Bal BB Bal/BB 26.15 5.9745599383 27124 7/11/2016 -45.24467105729046 Banks 10/31/2005 32MM Yes Yes NON- CUMULATIVE gs n pfd GS N GOLDMAN SACHS GROUP INC 6.30 Bal BB Bal/BB 26.59 5.9704321455 64822 5/10/2021 4.968013202411003 Banks 2/23/2016 27MM Yes Yes NON- CUMULATIVE gs k pfd GS K GOLDMAN SACHS GROUP INC 6.375 Bal BB Bal/BB 27.71 5.7959814528 5935 5/10/2024 4.810153316054529 Banks 4/28/2014 28MM Yes Yes NON- CUMULATIVE gsj pfd GSJ GOLDMAN SACHS GROUP INC 6.50 11/1/2016 -0.6366638363532008 Banks Hsbe B Pfd #N/A Sec #14/A Sec See/#11/A Sec IN/A Sec #N/A Sec Sec IN/A Sec IN/A Sec #N/A Sec EP016745 Pfd HSBC A HSBC HOLDINGS PLC 6.20 4292314108223 7/11/2016 -29.702551257628986 NON-CUMULATIVE Hseb Pfd 296521070177 NON-CUMULATIVE Hsea Pfd 0987716234204 NON-CUMULATIVE Husi h Pfd HUSI H 57428 6/30/2016 CUMULATIVE ISG Pfd ISG 7/15/2016 ISP Pfd ISP 7/15/2016 ISF Pfd ISF 9/15/2016 IND Pfd IND 9/15/2016 INZ Pfd INZ AA+ Al/AA+ Manufactur AA+ Al/AA+ Manufactur 26.25 4.491828694608744 5/16/2013 30MM Not 26.56 4.622249613331042 10/10/2012 33MM No AA+ Al/AA+ 26. Manufactur 1/2 95 4.546823538555703 9/2013 25.3MM No A3 BBB+ 10/26/2011 IN/A SeC IN/A See HSEB HSBC HOLDINGS PLC 8 7/11/2016 -45.40709973220377 HSEA HSBC HOLDINGS PLC 8.125 7/11/2016 -85.43307354361338 A3/BBB+ 25.87 23MM No #N/A Sec #N/A Sec 6.334459459459459 No UNKNOWN #N/A See #N/A Sec #N/A See Baal BBB- Baal/BBB- Banks 9/22/2005 58MM Baal BBB- Baal/BBB Banks 6/24/2010 Baal Banks BBB- Baal/BBB 4/9/2008 #N/A IN/A 25.70 6.04 Yes No 26.07 7.69 152MM Yes No 27.23 7.57 -8 8MM Yes No HSBC USA INC 6.50 Baa2 BBB- Baa2/BBB- 25.39 6.4995305894 1.0400256006304343 Banks 5/26/2006 14.95MM Yes ING GROEP NV 6.125 -18.778132033008237 ING GROEP NV 6.20 -26.92102421526884 ING GROEP NV 6.375 -3.727306921521557 ING GROEP NV 7.05 -13.074561831794629 ING GROEP NV 7.20 saa3 Banks Baa3 Banks Baa3 Banks Baa3 Banks Baa3 BB+ Baa3/8B+ 9/26/2005 28MM BB+ Baa3/BB+ 10/28/2003 20MM BB+ Baa3/BB+ 6/13/2007 41.8MM BB+ Baa3/BB+ 7/18/2002 32MM BB+ Baa3/BB+ 25.80 Yes 25.99 Yes 25.64 Yes 26.31 Yes 26.24 Yes NON- 6.004370528207607 No CUMULATIVE 6.0338022686231465 No CUMULATIVE 6.228779403502773 No CUMULATIVE 6.713966001618971 No CUMULATIVE 6.875477463712758 EFTA01427348 9/15/2016 JPM a Pfd 37015196858945 NON-CUMULATIVE JPM d Pfd 9324238621857 NON-CUMULATIVE JPM g Pfd 6987404473995 NON-CUMULATIVE JPM f Pfd 0186487332818 NON-CUMULATIVE JPM h Pfd 0815100983702 NON-CUMULATIVE JPM a Pfd 9914689727708 NON-CUMULATIVE JPM b Pfd 4527627677799 NON-CUMULATIVE kim j pfd 8850402379428 CUMULATIVE kim k pfd 0637312957274 CUMULATIVE kim I pfd 3397037744864 CUMULATIVE MER P Pfd MER P 952865 7/11/2016 LATIVE MER K Pfd 9998065116879 CUMULATIVE MS i Pfd 10/15/2024 VE MS g Pfd 7/15/2019 VE MS F Pfd 1/15/2024 VE MS E Pfd 10/15/2023 VE MWO Pfd MWO 5776337270063 No No MSK Pfd MSK 834735 7/11/2016 -17.86716759511157 No CUMULATIVE MWR Pfd MWR MORGAN STANLEY CP TR III 46371 7/11/2016 -30.857011454605548 No CUMULATIVE MWG Pfd MWG MORGAN STANLEY CP TR IV 7/11/2016 -20.188424066301003 CUMULATIVE nee j Pfd NEE J NEXTERA ENERGY CAPITAL 5 1189326348532 1/15/2018 3.836651299837131 No CUMULATIVE nee i Pfd NEE I NEXTERA ENERGY CAPITAL 5.125 068674924568 11/15/2017 3.4700739268644116 No CUMULATIVE nee k Pfd NEE K NEXTERA ENERGY CAPITAL 5.25 9431311607909 6/1/2021 5.264274203557362 No CUMULATIVE nee h Pfd NEE H NEXTERA ENERGY CAPITAL 5.625 2199356640476 6/15/2017 2.4163742296161206 No CUMULATIVE nee g Pfd NEE G NEXTERA ENERGY CAPITAL 5.70 0116596038951 3/1/2017 0.5945610748805904 No CUMULATIVE ntrsp Pfd NTRSP NORTHERN TRUST CORP 5.85 9995452995339 10/1/2019 2.6189898400239637 NON-CUMULATIVE -11.912336283829253 Banks 12/12/2002 JPM A JPMORGAN CHASE a CO 5.45 Baa3 3/1/2018 3.0670539595534017 Banks JPM D JPMORGAN CHASE t CO 5.50 9/1/2017 3.4040191081346536 JPM G JPMORGAN CHASE t CO 6.10 9/1/2020 4.695641158828114 JPM F JPMORGAN CHASE a CO 6.125 3/1/2020 4.292551263994112 JPM H JPMORGAN CHASE S CO 6.15 9/1/2020 4.450067914847071 JPM E JPMORGAN CHASE S CO 6.30 9/1/2019 3.8243730000106635 JPM B JPMORGAN CHASE a CO 6.70 3/1/2019 2.1660656494798594 KIM J KIMCO 7/25/2017 KIM K KIMCO 12/7/2017 KIM I KIMCO 3/20/2017 REALTY CORP 5.50 2.7745716187235434 REALTY CORP 5.625 2.7763561710311198 REALTY CORP 6 -0.27384840447358333 MERRILL LYNCH CAP III -55.20628588617339 7.375 Banks MER K MERRILL LYNCH CAP TRST I 7/11/2016 -35.96341398725351 MS I MORGAN STANLEY 6.375 5.07418416003706 Banks MS G MORGAN STANLEY 6.625 3.784787201461419 Banks MS F MORGAN STANLEY 6.875 4.854889292574613 Banks MS E MORGAN STANLEY 7.125 4.083869602110017 Banks 44MM Yes No BBB- Baa3/BBB- 2/5/2013 36MM CUMULATIVE 26.04 5.26 Yes Yes Baa3 BBB- Baa3/BBB- 25.67 5.38 Banks 8/27/2012 50.3MM Yes Yes Baa3 BBB- Baa3/BBB- 26.39 5.81 Banks 6/4/2015 57MM Yes Yes Baa3 BBB- Baa3/BBB- 26.62 5.79 Banks 2/12/2015 57.2MM Yes Yes Baa3 BBB- Baa3/BBB- 26.68 5.80 Banks 7/29/2015 46MM Yes Yes Baa3 BBB- Baa3/BBB- 26.92 5.88 Banks 6/23/2014 35.2MM Yes Yes Baa3 BBB- Baa3/BBB- 28.04 6.01 Banks 1/30/2014 37MM Yes Yes Baa2 BBB- Baa2/BBB- 25.97 5.34 REITS 7/25/2012 9MM No No Baa2 BBB- Baa2/BBB- 26.26 5.41 REITS 12/7/2012 7MM No No Baa2 BBB- Baa2/BBB- 26.45 5.73 REITS 3/20/2012 16MM No No Bal BB+ 8/22/2007 6.45 Banks Bal/BB+ 26.74 7.0146746729 30MM No No CUMU Bal BB+ Bal/BB+ 26.24 6.23 12/14/2006 42MM No No Bal BB Bal/BB 27.46 5.871100562743069 9/18/2014 40MM Yes Yes NON-CUMULATI Bal BB Bal/BB 27.33 6.132453277005615 4/29/2014 20MM Yes Yes NON-CUMULATI Bal BB Bal/BB 28.47 6.109802406521566 12/10/2013 34MM Yes Yes NON-CUMULATI Bal BB Bal/BB 30.09 5.989670445529902 9/30/2013 MORGAN STANLEY CAP TR V 5.75 Baa3 7/11/2016 -18.500504395445965 CUMULATIVE MORGAN STANLEY CAP TRUST 34.5MM Yes Yes NON-CUMULATI tN/A N/A Baa3/#11/A N/A 25.70 5.65 Diversified Finan Sery 7/16/2003 20MM 6.45 Baa3 BB Baa3/BB 25.73 6.3454325592 Diversified Finan Sery 4/26/2007 33144 No 6.25 Baa3 BB Baa3/BB 25.77 6.0919807872 Diversified Finan Sery 2/27/2003 35.2MM No 6.25 Baa3 BB Diversified Finan Sery Baa3/BB 25.83 6.1368183188118035 4/21/2003 24.8MM No No Baa2 BBB Baa2/BBB Electric Baa2 BBB Electric Baa2 BBB Electric 1/18/2013 25.65 4.91 18MM No Baa2/BBB 25.67 5.01 11/19/2012 20MM No Baa2/BBB 25.01 5.24 6/7/2016 22.8MM No Baa2 BBB Baa2/BBB Electric 6/15/2012 Baa2 BBB Baa2/BBB Electric 3/27/2012 Baal BBB+ Baal/BBB+ Banks 8/5/2014 16MM 26.14 5.45 14MM No 25.96 5.50 16MM No 27.84 5.31 Yes Yes EFTA01427349 PRE F Pfd PRE F 01732 3/1/2018 NON-CUMULATIVE PRE D Pfd PRE D 69798 7/11/2016 CUMULATIVE PRE E Pfd PRE E 710295 7/11/2016 CUMULATIVE pnc q pfd 19039304609725 NON-CUMULATIVE pnc p pfd 57871860380245 NON-CUMULATIVE pl e pfd PL E PROTECTIVE LIFE CORP 6 4057896759319 8/15/2017 2.2271488894729146 No CUMULATIVE pl c pfd PL C PROTECTIVE LIFE CORP 6.25 0118911592502 5/15/2017 -0.24088632015100295 No CUMULATIVE PRH Pfd PRH PRUDENTIAL FINANCIAL INC 5.70 8809865213651 3/15/2018 2.8728800467430493 No CUMULATIVE PJH Pfd PJH PRUDENTIAL FINANCIAL INC 5.75 4111971260074 12/4/2017 2.2492555350837127 No CUMULATIVE EP016290 Pfd PUK A PRUDENTIAL PLC 6.50 Baa1 9/23/2016 -7.551317077562052 Insurance CUMULATIVE PUK Pfd PUK PRUDENTIAL PLC 6.75 Baal /2016 -40.1296246439318 Insurance VE psa c pfd 5/17/2021 psa w pfd 1/16/2018 psa x pfd 3/13/2018 psa v pfd 9/20/2017 psa b pfd 3065219498013 CUMULATIVE psa u pfd 6/15/2017 psa t pfd 3/13/2017 psa a pfd 12/2/2019 psa s pfd 1/12/2017 LATIVE psa z pfd 6/4/2019 psa r pfd 7/26/2016 psa y pfd 3/17/2019 rbs g Pfd 7514971656034 CUMULATIVE RBS i Pfd 7041331813683 No NON-CUMULATIVE rbs e Pfd RBS E RBS CAPITAL FUND TRUST 7853836520599 6/13/2016 #N/A N/A No NON-CUMULATIVE rf a Pfd RF A REGIONS FINANCIAL CORP 6.375 89924 12/15/2017 2.4474653200340786 Banks CUMULATIVE rf b Pfd RF B REGIONS FINANCIAL CORP 6.375 48326 9/15/2024 4.836528913965447 Banks CUMULATIVE RNR c Pfd RNR C RENAISSANCERE HLDGS LTD 6.08 #N/A N/A 6 5.913220889922454 7/11/2016 -30.595813204508847 10MM Yes No CUMULATIVE RNR e Pfd RNR E RENAISSANCERE HOLDINGS L 5.375 Baa2 8 5.162020070520931 6/1/2018 3.1987027841970055 PARTNERRE LTD 5.875 4.588477339032238 PARTNERRE LTD 6.50 -23.381165012066184 PARTNERRE LTD 7.25 -14.57933600790747 Baa2 BBB Baa2/BBB Insurance 2/14/2013 Baa2 BBB Baa2/BBB Insurance 11/15/2004 Baa2 BBB Baa2/BBB Insurance 6/15/2011 PNC Q PNC FINANCIAL SERVICES 5.375 12/1/2017 3.1806230723941242 PNC P PNC FINANCIAL SERVICES 6.125 5/1/2022 2.891252458784207 PSA C PUBLIC STORAGE 5.057246932549639 PSA W PUBLIC STORAGE 3.9917876970939505 PSA X PUBLIC STORAGE 3.5338147180975312 PSA V PUBLIC STORAGE 2.7511023859944697 REITS 9/20/2012 19.8MM No PSA B PUBLIC STORAGE 5.40 A3 #N/A N/A A3/#11/A 1/20/2021 4.58326593283383 REITS 1/20/2016 5.125 REITS 5.20 REITS 5.20 REITS 5.375 25.58 10MM 25.63 9.2MM 25.48 14.95MM Baa2 BBB- Baa2/BBB- Banks 9/21/2012 19.2MM Baa2 Banks BBB- Baa2/BBB- 4/24/2012 60MM Baa2 BBB Insurance Baa2 BBB Insurance Baa2 BBB+ Insurance Baa2 BBB+ Insurance A- Baal/A- 7/15/2005 Baa2/BBB 8/20/2012 Baa2/BBB 5/18/2012 Baa2/BBB+ 3/14/2013 Baa2/BBB+ 12/4/2012 5.7610865164 Yes No 6.3637624521 Yes No 7.1430624032 Yes No 25.83 5.22 Yes Yes 29.54 5.22 Yes Yes 26.14 5.76 6MM No 26.62 5.91 11.5MM No 26.20 5.44 28.4MM No 26.26 5.48 23MM No 25.95 6.26422165707402 12MM Yes No NON- A- Baal/A- 26.35 6.494287432351173 7/11 8/6/2004 10MM Yes No NON-CUMULATI A3 BBB+ 5/17/2016 A3 BBB+ 1/16/2013 A3 BBB+ 3/13/2013 A3 BBB+ A3/BBB+ 25.17 8MM No A3/BBB+ 25.73 20MM No A3/BBB+ 25.97 9MM No A3/BBB+ 26.09 PSA U PUBLIC STORAGE 0.07408605106767828 PSA T PUBLIC STORAGE -0.10601282714536499 PSA A PUBLIC STORAGE 3.1278373059073306 PSA S PUBLIC STORAGE 0.10422142558242051 5.625 REITS 5.75 REITS 5.875 REITS 5.90 REITS PSA Z PUBLIC STORAGE 6 1.761794395271063 REITS PSA R PUBLIC STORAGE 6.35 -6.651035990275866 REITS PSA Y PUBLIC STORAGE 6.375 1.3133981402217476 3/17/2014 11.4MM No RBS G RBS CAPITAL FND TRST VII 6.08 B1 BB- 6/13/2016 #N/A N/A Banks 2/18/2004 72MM A3 BBB+ 6/15/2012 A3 BBB+ 3/13/2012 A3 BBB+ 12/2/2014 A3 BBB+ 1/12/2012 A3 BBB+ 6/4/2014 A3 BBB+ 7/26/2011 A3 BBB+ A3/BBB+ 26.68 11.5MM No A3/BBB+ 26.39 18.5MM No A3/BBB+ 27.55 7.6MM No A3/BBB+ 26.14 18.4MM No A3/BBB+ 28.37 11.5MM No A3/BBB+ 25.71 19.5MM No A3/BBB+ 28.75 RBS I RBS 6/13/2016 CAPITAL FUND #N/A N/A TRST VI 6.25 B1 Diversified Finan Sery V 5.90 B1 Diversified Finan Sery Ba2 BB 11/1/2012 Ba2 BB 4/29/2014 5.106269918258167 No CUMULATIVE 5.114195169926784 No CUMULATIVE 5.066360664256177 No CUMULATIVE 5.214600341980767 No N/A 12MM CUMULATIVE 26.12 5.23 No No 5.3380149701664275 No CUMULATIVE 5.518955077838596 No CUMULATIVE 5.399988510662743 No CUMULATIVE 5.719794690608658 Not Confirmed CUMU 5.354911643957875 No CUMULATIVE 6.267083010064069 No CUMULATIVE 5.617874387266151 No CUMULATIVE B1/BB- 25.31 6.07 Yes No NON- BB- B1/BB- 25.32 6.24 9/30/2003 8MM Yes BB- B1/BB- 25.30 5.89 7/3/2003 51.4MM Yes Ba2/BB 26.44 6.0399346265 20MM Yes Yes NON- Ba2/BB 27.60 5.7855927396 20MM Yes Yes NON- BBB+ #N/A N/A/BBB+ 25.7 Insurance 3/23/2004 BBB+ Baa2/BBB+ 26.0 Insurance 5/28/2013 EFTA01427350 11MM Yes No NON-CUMULATIVE RBS L Pfd RBS L ROYAL BK SCOTLND GRP PLC 5.75 Bi B+ B1/B+ 25.42 5.73 2436451649529 7/11/2016 -0.8804202412226214 Banks 6/23/2003 34MM Yes No NON-CUMULATIVE RBS R Pfd RBS R ROYAL BK SCOTLND GRP PLC 6.125 Bl B+ B1/B+ 25.41 6.11 4189772804472 7/11/2016 1.0357905437191994 Banks 12/27/2006 26MM Yes No NON-CUMULATIVE RBS S Pfd RBS S ROYAL BK SCOTLND GRP PLC 6.60 Bl B+ B1/B+ 25.52 6.56 6946369937979 7/11/2016 -2.9943150784229275 Banks 6/28/2007 38MM Yes No NON-CUMULATIVE RBS h Pfd RBS H ROYAL BK SCOTLND GRP PLC 7.25 Bl B+ B1/B+ 25.89 7.11 9845272941042 7/11/2016 -19.4482115673804 Banks 2/8/1999 12MM Yes No NON-CUMULATIVE RBS T Pfd RBS T ROYAL BK SCOTLND GRP PLC 7.25 Bl B+ B1/B+ 25.75 7.15 9217149205218 7/11/2016 -12.456821515610784 Banks 9/27/2007 64MM Yes No NON-CUMULATIVE RBS f Pfd RBS F ROYAL BK SCOTLND GRP PLC 7.65 Bi B+ B1/B+ 26.52 7.33 7953526294334 7/11/2016 -47.67853434345965 Banks 3/26/1997 8MM Yes No NON-CUMULATIVE stt c pfd STT C STATE STREET CORP 5.25 Baal BBB Baal/BBB 26.47 4.96 733778291157 9/15/2017 0.5261780488046887 Banks 8/21/2012 20MM Yes Yes NON-CUMULATIVE stt g pfd STT G STATE STREET CORP 5.35 Baal BBB Baal/BBB 26.50 5.05 6385524291028 3/15/2026 4.581787723707872 Banks 4/11/2016 20MM Yes Yes NON-CUMULATIVE stt d pfd STT D STATE STREET CORP 5.90 Baal BBB Baal/BBB 28.35 5.21 2615314547528 3/15/2024 3.887306512404848 Banks 3/4/2014 30MM Yes Yes NON-CUMULATIVE stt e pfd STT E STATE STREET CORP 6 Baal BBB Baal/BBB 27.07 5.55 229957740831 12/15/2019 3.474126614048052 Banks 11/25/2014 30MM Yes Yes NON-CUMULATIVE TDI Pfd TDI TELEPHONE & DATA SYSTEMS 6.625 Ba2 BB Ba2/BB 26.72 6.2763488228 88542 7/11/2016 No tN/A usb o pfd 7/15/2018 VE usb n pfd 4/15/2017 VE usb m pfd 1/15/2022 VE pfd VZA VERIZON 78643 2/15/2019 No #N/A N Ap VNO L Pfd VNO L VORNADO 671407552722 1/25/2018 d No VNO k Pfd 3480668366269 CUMULATIVE VNO g Pfd 63201541285495 CUMULATIVE VNO I Pfd 89412027446835 CUMULATIVE VNO j Pfd 9795319053478 d No wfc o pfd 3 5.0277171643402685 12/15/2017 3.6589635317451354 Banks Yes Yes NON-CUMULATIVE wfc n pfd WFC N WELLS FARGO & COMPANY 5.20 Baa2 7428412717431 9/15/2017 3.3871815279549824 Banks NON-CUMULATIVE wfc p pfd 8434728457521 NON-CUMULATIVE wfc w pfd 6723364775012 NON-CUMULATIVE wfc q pfd 8105137302705 NON-CUMULATIVE wfc t pfd 1267494889134 NON-CUMULATIVE -59.6399185886851 Telecommunications N Ap USB 0 US BANCORP 1.9544195492410341 USB N US BANCORP 0.18541824491760506 USB M US BANCORP 2.303781767833949 5.15 A3 BBB A3/BBB Banks 5/2/2013 20MM 6 A3 BBB A3/BBB Banks 4/20/2012 43.4MM 6.50 A3 BBB A3/BBB Banks 1/23/2012 44MM COMMUNICATIONS 5.90 2.018750442738347 3/31/2005 4.65MM No 26.84 4.842109111992708 Yes Yes NON-CUMULATI 26.46 5.732118973313802 Yes Yes NON-CUMULATI 30.75 5.339418140330862 Yes Yes NON-CUMULATI Baal BBB+ Baal/BBB+ 27.63 5.3718569325 Telecommunications 2/6/2014 20MM No REALTY TRUST 5.40 4.020785873341885 Baa3 BBB- Baa3/BBB- 25.81 5.29 REITS 1/25/2013 12MM Not Confirms CUMULATIVE VNO K VORNADO REALTY TRUST 5.70 7/18/2017 3.0477727769681877 VNO G VORNADO REALTY TRUST 6.625 7/11/2016 -42.62062401581931 VNO I VORNADO REALTY TRUST 6.625 7/11/2016 -43.9826754432322 Baa3 BBB- Baa3/BBB- REITS 7/18/2012 12MM Baa3 BBB- Baa3/BBB- REITS 12/22/2004 8MM 26 5.55 No No 26.33 6.38 NO No Baa3 BBB- Baa3/BBB- 26.36 6.37 REITS 8/31/2005 10.8MM No No VNO J VORNADO REALTY TRUST 6.875 Baa3 BBB- Baa3/BBB- 7/11/2016 -23.913681505600966 REITS 4/20/2011 9.85MM CUMULATIVE WFC 0 WELLS FARGO & COMPANY 5.125 Baa2 IN/A N/A WFC P WELLS FARGO & COMPANY 5.25 6/15/2018 3.9073113943500397 WFC W WELLS FARGO & COMPANY 5.70 3/15/2021 5.077102992440352 WFC Q WELLS FARGO & COMPANY 5.85 9/15/2023 4.702670885656821 WFC T WELLS FARGO & COMPANY 6 9/15/2019 3.953889129052275 25.95 6.72 Not Confirme Baa2/#N/A N/A 25.5 11/20/2012 26MM BBB Baa2/BBB 8/16/2012 30MM Baa2 BBB Baa2/BBB Banks 3/22/2013 25MM Baa2 BBB Baa2/BBB Banks 1/29/2016 40MM Baa2 BBB Baa2/BBB Banks 7/22/2013 69MM Baa2 BBB Baa2/BBB Banks 7/21/2014 32MM 25.55 5.09 Yes Yes 25.64 5.12 Yes Yes 25.65 5.56 Yes Yes 26.75 5.47 Yes Yes 26.55 5.66 Yes Yes EFTA01427351 wfc v pfd 2733724837484 IN/A N Ap wfc r pfd 6274243730995 NON-CUMULATIVE wfc j pfd 6960302761897 NON-CUMULATIVE zb g pfd 7793436097976 NON-CUMULATIVE zb f pfd 8257422664387 NON-CUMULATIVE zb h pfd A N/A 25.41 5.049MM Yes zbk Pfd ZBK 6409338405553 WFC V WELLS FARGO S COMPANY 6 12/15/2020 4.430118115470288 Baa2 BBB Baa2/BBB Banks 9/15/2015 40MM WFC R WELLS FARGO S COMPANY 6.625 Baa2 3/15/2024 3.891486574264562 Banks WFC J WELLS FARGO S COMPANY 8 12/15/2017 0.8267028295995427 ZB G ZIONS 3/15/2023 ZB F ZIONS 6/15/2017 Baa2 Banks BANCORP 6.30 ►N/A N/A 4.5349554211185765 Banks BANCORP 7.90 ►N/A N/A 0.4000895765388604 Banks BBB Baa2/BBB 12/18/2013 33.6MM BBB Baa2/BBB 12/21/2007 92MM 26.59 5.65 Yes Yes 29.55 5.61 Yes Yes 27.67 7.24 Yes Yes BB- IN/A N/A/BB- 27.55 5.72 2/7/2013 6.873MM Yes Yes BB- ►N/A N/A/BB- 26.87 7.36 5/7/2012 5.75MM Yes Yes ZB H ZIONS BANCORPORATION 5.75 $N/A N/A IN/A N/A IN/A N/A/$N/ 5.667909773447896 6/15/2019 5.151269792273011 Banks 5/3/2013 Yes NON-CUMULATIVE ZIONS BANCORPORATION 6.95 IN/A N/A BB+ IN/A N/A/BB+ 30.09 5.78 9/15/2023 3.729964584266054 Banks 9/17/2013 3.516MM Not Confirme d Not Confirmed IN/A N Ap Terms and Abbreviations: ISSUE SIZE--> The number of outstanding shares in millions (MM); QDI--> Qua lified Dividend Income. Indicates that the security pays dividend income that qualifies for the redu ced dividend tax rates to individuals; ASK--> The offer price. DRD --> Dividends Received Deduction. Indicates that the sec urity is eligible for the dividends-received deduction to US Corporations. This allows 70$ of the di vidends received from the preferred stock to be excluded from the corporation's taxes. This has been prepared solely for informational purposes. It is not an offer, recommendation or soli citation to buy or sell, nor is it an official confirmation of terms. It is based on information fro m sources believed to be reliable. No representation is made that it is accurate or complete or that any returns indicated will be achi eved. Changes to assumptions may have a material impact on any returns detailed. Past performance is not indicative of future returns. Price and availability are subject to change without notice. Additional information is available upo n request. For internal use only EFTA01427352 Sheet2 For internal use only EFTA01427353 Sheet3 For internal use only EFTA01427354