EFTA Document EFTA01433016

Subject: Fwd: Outgo in From: Richard Kahn Date: Mon, 23 Oct 2017 To: Cynthia Rodriguez Stewart Oldfield Cc: Bella Klein Wire Details 12:08:43 -0400 please see answers below in CAPSthank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel fax cell Tel: Begin forwarded message: From: Cynthia Rodriguez ‹ > Subject: Outgoing Wire Details Date: October 23, 2017 at 10:21:12 AM EDT To: Bella Klein ‹ > Hi Bella, Hope all is well. Our audit team selects wires at random and requests more information on the purpose and beneficiary. Please provide the following information for an outgoing wire sent from Southern Trust Company to Alpha Group Capital LLC sent on 9/19/2017: 09/19/2017, $78,938.00, ALPHA GROUP CAPITAL LLC at BANK OF AMERICA , N.A., NY 1. Please explain the purpose of this Outgoing Wire. ADVISORY FEE FOR INVESTING 2. Please explain the relationship between the Client and Counterparty. ADVISOR ON STOCKS AND BONDS 3. Please explain the business activities of the Counterparty. ADVISOR ON STOCKS AND BONDS EFTA01433016 Thank you. Kind regards, Cynthia Rodriguez Cynthia Rodriguez Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, 24th Fl 10154-0004 New York, NY, USA Tel. Fax Email This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA01433017 EFTA01433018