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efta-efta01434480DOJ Data Set 10CorrespondenceEFTA Document EFTA01434480
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efta-efta01434480
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Subject: LSJE Inquirie
From: Bradley Gillin <
Date: Thu, 05 Apr 2018 12:32:23 -0400
To: Richard Kahn
Cc: Bella Klein
Stewart Oldfield <
Hildegarde Berrios
Classification: Confidential
Hi Richard,
Our compliance team from time to time has inquiries into certain
transactions. Please advise on the below wires and questions. Thank you.
A.
2/7/2018 , $3,000 for
B.
2/9/2018 , $5,000 for
1. Please explain the purpose of this Outgoing Wire.
2. Please explain the relationship between the Client and Counterparty.
3. Please explain the business activities of the Counterparty.
Thank you.
Regards,
Brad
Bradley Gillin
Vice President
Deutsche Bank Wealth Management
345 Park Avenue, 24th Fl
New York, NY 10154
EFTA01434480
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Securities offered through Deutsche Bank Securities Inc.
EFTA01434481
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Subject: RE: Any chance ou also have the Mort certificate handy? Thanks From: Richard Iarossi Date: Mon, 17 Sep 2018 17:54:27 -0400 To: Bella Klein Stewart Oldfield Cc: Richard Kahn Bradley Gillin ilM1~1~1~> Hi Bella, Thank you for all of these. I've gone through the list and I believe that Neptune, LLC and Jeepers, Inc. would be the last two outstanding COGS. Please correct me if these have been sent already. Regards, Rich Richard Iarossi Assistant Vice President Deutsche Bank W
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