Text extracted via OCR from the original document. May contain errors from the scanning process.
Liam Osullivan
Cc: Martin Zeman
Coming down to discuss before I call them back. Thanks
Cc: Alpha Group Capital
can you please call me to review attached with paul
thanks
Richard Kahn
HBRK Associates Inc.
575 Lexington Avenue 4th Floor
New York, NY 10022
Begin forwarded message:
EFTA01434934
>
, "'Paul Barrett
(
)1"
Cc: Liam Osullivan <
, Davide-A Sferrazza clavicle-
>, Xavier Avila
Classification: Confidential
Richard,
We are making sure that Southern Financial can trade in credit derivatives
and to have the entity properly on-boarded in that area, we need you to
confirm that the attached information came from you. Would you please check
the documents and confirm to this email that it indeed came from you? If
some of this doesn't make sense, please call me. Thank you!
W-9
Organization Chart
o
Per attachment "Southern Financial Operating Agreement" (pages 1, 16)
§ Southern Trust Company Inc. is the sole member of Southern Financial LLC
EFTA01434935
§ Jeffrey Epstein is the sole shareholder of Southern Trust Company Inc.
UBOs (Owners) that own greater than 10%
o
Jeffrey Epstein is the sole UBO (see "Organization Chart" above)
The source of funds for the UBOs (owners) that are greater than 10%
o
Jeffery Epstein began his financial career in 1976 as an options trader
at Bear Stearns and became a partner in 1980. In 1982, Epstein founded his
own financial management firm, J. Epstein & Co., managing the assets of
clients with more than a billion in net worth. In 1996, Epstein changed the
name of his firm to The Financial Trust Company and based it on the island
of St. Thomas in the US Virgin Islands, which merged into Southern Financial
LLC. All of his clients were anonymous except for the very wealthy
businessman Leslie Wexner. His wealth has come from his days at Bear Stearns
and his financial management firms.
List of Legal representatives
o
Per attachment "Southern Financial Operating Agreement" (pages 16)
§ Jeffrey Epstein, Darren K. Indyke, Richard Kahn
Annual report
o
See attachments "Southern Financial LLC Financials June
2017" and "Southern Trust Company Inc. Financials June 2017" for latest
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financial statements
Source of Wealth:
o
The source of wealth is Jeffrey Epstein as the sole shareholder.
Jeffery Epstein began his financial career in 1976 as an options trader at
Bear Stearns and became a partner in 1980. In 1982, Epstein founded his own
financial management firm, J. Epstein & Co., managing the assets of clients
with more than a billion in net worth. In 1996, Mr. Epstein changed the name
of his firm to The Financial Trust Company and based it on the island of St.
Thomas in the US Virgin Islands, which merged into Southern Financial LLC.
All of his clients were anonymous except for the very wealthy businessman
Leslie Wexner. His wealth has come from his days at Bear Stearns and his
financial management firms.
Client Contact:
o
Richard Kahn
o
0
Formation Document:
o
Attached LLC Documents include the Articles of Organization
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Thank you,
Martin
Martin Zeman
Director I Key Client Partners
Deutsche Bank Wealth Management
DB Securities Inc
345 Park Avenue, 10154-0004 New York, NY, USA
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