EFTA Document EFTA01449012

Classification: For internal use only Hi Amanda, As we discussed earlier, the ACAT's will be more complicated than usual due to the exotic nature of some of the assets in the accounts. As for Jeepers, please find attached below the necessary brokerage documents for a corporate account. Please find completion Instructions: Account Agreement - Please complete highlighted areas on pgs. 1, 6, 7, 14, and 15 Corp ACCt. Authorization - Please complete highlighted area and sign/date bottom of pages 1 + 2 [attachment "AWM Acct. Agreement.pdf" deleted by Amanda Kirby/db/dbcom] [attachment "Corporate Account Authorization.pdf" deleted by Amanda Kirby/db/dbcom] [attachment "New Corporate Info Sheet 6.2012.pdf" deleted by Amanda Kirby/db/dbcom] Kind Regards, Jay Lipman (Embedded image moved to file: pic31477.gif) Jay Lipman Analyst I Markets Coverage Group Deutsche Bank Securities Inc Deutsche Asset & wealth Management 345 Park Avenue - 26th Floor New York. NY 10154 Tel. Fax Emai (Embedded image moved to file: pic22315.gif) From: Amanda Kirby/IIIIIIIII To: Jay Lipman Cc: Tazia Smith, vahe Stepanian/ Date: 09/09/2013 10:59 AM Subject: ACATS for Southern Financial/Trust [I] Classification: For internal use only Hi Jay, wanted to touch base in regards to the ACATS for Southern Trust and Southern Financial. I know you were working on them on Friday. Would like to send them to the client today, if possible. Also, Jeepers Inc was KYC approved on our end. I am going to work on getting those account docs prepared and send them over today. would you mind sending CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 104235 CONFIDENTIAL SDNY_GM_00250419 EFTA01449012