EFTA Document EFTA01453547

o an roup SOUTHEtat4 F0JANCIAL, LLC Request As of 01 Apr 14 01 Apt 2014 Page 2 Ct 2 Deutsche WRAC SOUTHERN FINANCIAL, LLC R1(401loss Trade ID Counterparty Trade Type Settlement Not.Ccy Trade Date Maturity Date Date NotAmt 1 1 Not.Amt 2 Not.Ccy 2 Long/ Short Option Style Put/ Call Strike Price MTM(USD) SOUTHERN FINANCIAL. LLC SOUTHERN FINANCIAL. LLC SOUTHERN FINANCIAL. LLC SOUTHERN FINANCIAL. LLC SOUTHERN FINANCIAL. LLC SOUTHERN FINANCIAL, LLC FxEurcepl FXOneBanDneT owhOpt FXOneBarOneT outhOpt FXOnet3ananeT ouchOpt FxEuroOpl FXD91aICpt 21-Noy-2013 20-Nov-2014 25-Noy-2014 (I ,OCID 0E0 Eri1 USD 21-Not-2013 20-Nov-2014 25-Nov-2014 (21.00000) USD 21-Nor-2013 2011ov2014 25-Nov-2014 (21,MO DOI USD 21-Nov-2013 20-Nov.2014 254104014 (21.000 WI USD 31-Jan-2014 01.May-2014 07-May-2011 (10.000.003M USD 13-Mar-2014 14-Apr-2014 15-Apr-2014 (I 0030:000) USD 101:000000 0 [repeated 3 times] 1025000.000 JPY FY SY SHORT LONG SHORT SHORT EUROPEAN EURCPEAN EURCPEAN EUROPEAN CALL 1010000 0.0003 0.0000 0.0000 1025000 375960 :13 2;16 in i 10.861 61 9.134 18 7.62627 ',1®.Y.Q.- 79r (9.I10 ad) Subtotal: (185.739 ii2 Cassodbes - lhases Trade ID Counterparty Trade Type Long! Trade Date Maturity Date Settlement Date Short Option Style Put/ Call Ref. Entity Not.Ccy Not.Amt 1 1 Strike Price MTM(USD) SOUTHERN FINANCIAL. LLC Commodity Dorothy 13-Mar;2014 15;May-2014 22;May-2014 LONG EUROPEAN WTI 100.00000 USD O®00 r102.?..ta kr) Subtotal: ; IC.' e.V. ';'). Statement ID Total: (288,577.98) The valuation Information set forth in this statement Is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0 111196 PROT1 PROT0