EFTA Document EFTA01453629

• SOU ERN Request A As of 02 Apr 14 Page 02Apr 2014 2 0(2 Deutsche BenkAO SOUTHERN FINANCIAL, LLC Min .t ill EEEii Settlement NotCcy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Arnt 2 NotCcy 2 Long/ Short Option Style Put! Call Strike Price MTM(USD) SOUTHERN ExEurcepl 21-Nor-2013 20.Nov.2014 25-Nov-2014 (1.000000 00) USD 101.030.000 FINANCIAL. LLC SOUTHERN FXOneBarOneT 21-Not-2013 2014w-2014 2541mi-2014 (21.00000) USD 0 FINANCIAL. LLC otchOpl SOUTHERN FXOneBarOneT 21-Nor-2013 20-Nov2014 25-Nov-2014 (21,M0.00) USD 0 FINANCIAL. LLC ouchCpt SOUTHERN FXOnef3a0neT 21-Nov-2013 20-Nov-2014 25-Nov-2014 (21.000 WI USD 0 FINANCIAL. LLC ouchOpl SOUTHERN ExEuroOpl 31-Jan-2014 01-May-2014 07-May-2014 (10.000000 00) USD 1.025.000.000 FINANCIAL. LLC SOUTHERN EXD9talOpt 13-Mar-2014 14-Apr-2014 15-Apr-2014 (1,00000000) USD FINANCIAL, LLC FY JPY [repeated 3 times] SY SHORT LONG [repeated 3 times] SHORT SHORT EUROPEAN [repeated 6 times] CALL [repeated 3 times] 1010000 0.0003 0.0000 0.0000 1025000 37 5950 (4476.43) 10.48628 8,785.17 7.30929 (164.924') (1612063) Subtotal: ; le<i ,?;i3 er: Centeredthe -Dadvates Long! Trade ID Counterparty Trade Type Trade Date Maturity Date Settlement Date Short Option Style Put/ Call Ref. Entity NotCcy Not.Arnt 1 1 Strike Price MTM(USD) SOUTHERN FINANCIAL. Commodity 13-Mar-2014 15-May-2014 22-May-2014 LONG EUROPEAN LLC Derivative WTI 100.00000 USD 0 CO® 1 .Ox'? .4..i) Subtotal: ;:e. I 079 43: Statement ID Total: (280,469.30) The valuation Information set forth in this statement Is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0 111362 PROT1 PROT0